Current jobs related to Compliance Advisory Officer - London UK, UK - Lutine Bell

  • Compliance Officer

    3 months ago


    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...


  • UK, UK, United Kingdom Broadgate Full time

    We are looking for an Interim Compliance Advisory Professional to support an Investment Management business based in the M4 Corridor (Hybrid, maximum of 1 day per week on site).The details of the role are as follows:-Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group.Conduct...

  • Compliance Officer

    7 days ago


    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...


  • UK, UK, United Kingdom Broadgate Full time

    Job Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...


  • London, UK, UK, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.Responsibilities:Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies...


  • London, UK, United Kingdom TP ICAP Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...


  • London,, UK, United Kingdom Barclay Simpson Full time

    Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...


  • London,, UK, United Kingdom Danos Group Full time

    Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

  • Compliance Officer

    4 months ago


    UK, UK, United Kingdom BGC Group Full time

    Main purpose of the Role:To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the Compliance Framework. To assist the other members of the Compliance Review Team members in the execution of duties. To conduct internal investigations when directed by Compliance management.To conduct investigations...


  • London,, UK, United Kingdom twenty84 Full time

    Senior Compliance Advisory AnalystAre you an experienced compliance advisory professional looking to support a growing financial markets business? We're looking for a Senior Compliance Advisory Analyst, working closely with business stakeholders to ensure regulatory alignment across trading, corporate, and wealth services.About the Role:As the Senior...


  • London,, UK, United Kingdom Danos Group Full time

    Currently recruiting for an AVP level Compliance Advisory professional with experience working in FICC to join a Tier 1 Investment Bank. You should have previous business facing experience within a major IB, and good knowledge across any of the FICC products. This is an exciting opportunity to join a market leading business and team, and to further develop...

  • Compliance Officer

    4 weeks ago


    London,, UK, United Kingdom Jacobson Garner Full time

    Compliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...

  • Compliance Analyst

    3 weeks ago


    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Compliance Officer

    7 days ago


    London, UK, UK, United Kingdom Simmons & Hanbury Full time

    Our client is a leading global hedge fund looking for a Compliance Associate/Officer to work in a generalist compliance role.Key Responsibilities:Develop, maintain and test compliance monitoring systems and controls (including policies and procedures)Assisting advising front office on local rule books New product / advisory approvalKeep up to date on...


  • UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

  • Compliance Officer

    3 weeks ago


    UK, UK, United Kingdom Career Legal Full time

    Compliance OfficerMagic Circle Law FirmPermanent, LondonUp To £50,000pa + Benefits + Hybrid WorkingMy client, a Magic Circle law firm, is actively recruiting for a bright, enthusiastic and experienced Risk & Compliance professional to join them on a permanent basis in their London office – working as their new Compliance Officer.This department is headed...


  • London,, UK, United Kingdom FRP Advisory Full time

    Role location: London l Brentwood l Flexible Role purposeThe Money Laundering Reporting Officer (MLRO) is responsible for overseeing the FRP’s compliance with Anti-Money Laundering (AML) regulations, ensuring that professional services offered by the company meet all legal and regulatory requirements. This includes, acting as Nominated Officer to received...


  • UK, UK, United Kingdom Simmons & Hanbury Full time

    Our client is a leading Global Quantitative Hedge Fund trading across all asset classes globally looking for a Senior Compliance Officer to work in an advisory-focussed team. The role will be the equivalent of a Senior Vice President or Director-level role. Key Responsibilities:· Provide regulatory advice on business queries.· Conduct regulatory analysis...

  • BPO Advisory Director

    9 hours ago


    UK, UK, United Kingdom TechNET IT Recruitment Ltd Full time

    Job Title: BPO Advisory DirectorLocation: London, Remote Salary: £100,000Are you an accomplished leader in Business Process Outsourcing (BPO) with a knack for strategy, client engagement, and operational excellence? Join our team as a BPO Advisory Director and play a pivotal role in helping top clients optimize and transform their business processes through...

  • Compliance Officer

    2 months ago


    UK, UK, United Kingdom Arthur Recruitment Full time

    We are partnered with a prestigious Insurance Business based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.In this generalist role, you will be focusing on:Lloyd's/Regulatory ReturnsConduct Risk and Consumer DutyFinancial Crime and SanctionsCompliance MonitoringExperience of working...

Compliance Advisory Officer

2 months ago


London UK, UK, United Kingdom Lutine Bell Full time

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis.


Responsibilities:

  • Provide regulatory guidance to all internal business areas
  • Contribute to reporting due from the Compliance team including Regulatory reporting
  • Support Compliance projects
  • Analyse, plan and execute actions and regulatory developments which affect the Compliance team and business
  • Provide advice and input into the Firm's fund management operations
  • Handling and processing market abuse alerts generated by third party systems


Requirements:

  • Compliance Advisory experience within the Investments or Life & Pensions industry.


Location: London (flexible working)

Salary: up to £60,000 (plus bonus & benefits)