Compliance Advisory

2 weeks ago

London, United Kingdom USS Full time

**Compliance Advisory**

***

**Business Area: Group General Counsel**

***

**Place of Work: London**

***

**Contract Type: Permanent**

***

**When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of experts.**

**Our office is a vibrant place to work, and we offer flexibility of office/homeworking due to our hybrid model.**

**About the role**

***

**In your role as Compliance Advisory you will make a meaningful and valued contribution from the outset.**

***

**This role will provide a great opportunity to assist with a range of compliance matters, including managing compliance systems, and both Public Markets and Private Markets advisory.**

***

**As Compliance Advisory, you will work to Administer Compliance owned policies and procedures to ensure compliance with regulatory requirements.**

***

**Additionally, you will monitor and report on industry developments as are relevant to the business of USSIM.**

***

**What you will be doing**

***

**As a trusted part of the Group General Counsel you will be responsible for**:
***
- **Building a close working relationship with each of the USSIM business units to support Compliance matters as required.**:

- **Working principally with the Head of USSIM Public Markets Compliance Advisory, and Deputy Head of Group Compliance, and other members of the Compliance Team - as required****:

- **Assisting with the provision of ad-hoc advice to the Public, and Private Markets Groups****:

- **Supporting ongoing surveillance of the activities of the Public Markets Group in relation to key regulatory processes, including: MAR surveillance, best execution, allocations, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage these***

**About you**

***

**To be successful in the role you will have**:
***
- **Thorough knowledge and experience of the UK regulatory framework****:

- **Willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions within USSIM’s Public and, Private Markets Groups****:

- **Good understanding of public market asset classes; including equity, credit, fixed income, derivatives and alternative investments****:

- **Demonstrable experience of Public Markets Compliance. Experience of dealing with the regulatory change agenda, and in particular impact of Public Markets****:

- **Working knowledge of Bloomberg and FundApps or other equivalent systems for monitoring Public Markets compliance***

**Why join us?**

***

**How we will reward you**

***
- **Great starting salary**:

- **Generous annual leave package**:

- **Access to a high quality pension scheme provided through Universities Superannuation Scheme**:

- **Supportive people policies (including enhanced occupational sickness pay and family friendly pay)**:

- **Financial contributions towards your personal development to help you maintain your physical and mental wellbeing**:

- **Access to a range of health and wellbeing services i.e., private healthcare, discounted gym membership**:

- **Learning and development opportunities to develop your skills, knowledge and talent**:

- **Employee Volunteer Day’s to support the communities where you work and live**:

- **Cycle to Work Scheme
**Our culture and values**

***

**Our people are what makes us different. We work together to create a diverse and inclusive culture that embraces individuality, where people are welcomed and feel comfortable in the knowledge that they can be themselves. Our purpose firmly states the importance of members, putting them ‘front and centre’ of what we do. This is embedded through our values**:
***
- **Integrity**:

- **Collaboration**:

- **Excellence**
**About us**

***

*

  • Compliance Advisory Officer

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

  • Compliance Advisory Officer

    Found in: Whatjobs ES C2 - 6 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

  • Compliance Advisory Officer

    Found in: Talent UK 2A C2 - 6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...

  • Compliance Advisory Officer

    Found in: Appcast Linkedin GBL C2 - 6 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...

  • Compliance Advisory Officer

    Found in: Appcast UK C C2 - 6 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...

  • Compliance Advisory Officer

    Found in: Appcast UK C2 - 6 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...

  • Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required

    2 weeks ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required   Ref: 4012G   £75K - £85K + Good Benefits                                                                Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking...

  • Compliance Advisory Manager

    3 days ago

    London, United Kingdom MDM Consultants Ltd Full time

    Are you an experienced Risk & Compliance professional who desires to join a well-established and forward-thinking investment banking company as part of their growing Compliance team? Do you value company culture, values, and innovation in high regard when looking for your next move? If yes, then we’d love to hear from you. **Compliance Manager /...

  • Compliance Advisory

    3 days ago

    London, United Kingdom Barclay Simpson Full time

    **Compliance Advisory**: - London - £120,000 - Job type: Permanent - Sector: Financial Services - Job reference: NE40917 My client is a global financial services firm. **Role Overview**: My client is seeking a Markets Advisory Compliance Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on...

  • Compliance Advisory Associate

    4 days ago

    London, United Kingdom Tokio Marine Kiln Insurance Services Limited Full time

    We have an opportunity for a Compliance Advisory Associate to join our Compliance department. You will report into the Regulatory Risk Manager and will be responsible for assisting the Head of Compliance with the management of the firm’s compliance framework and activities, as well as supporting the delivery of the compliance team’s annual plan,...

  • Compliance Advisory Officer

    2 days ago

    London, United Kingdom Interquest Full time

    InterQuest are currently supporting a leading private bank in finding an experienced Compliance Officer to join their Compliance Advisory team and lead on PSD2. This is a great opportunity to progress your career in an established and modern business whereyou will have the chance to broaden your knowledge across multiple products. They are looking for...

  • AVP, Compliance Advisory

    Found in: beBee jobs GB - 7 days ago

    London, Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.A variety of soft skills and experience may be required for the...

  • AVP, Compliance Advisory

    Found in: Jooble UK C2 - 1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

  • AVP, Compliance Advisory

    Found in: beBee S GB - 1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.A variety of soft skills and experience may be required for the...

  • AVP, Compliance Advisory

    1 week ago

    London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

  • Regulatory Compliance Manager

    3 weeks ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Advisory Manager. You will be responsible for developing...

  • Senior Compliance Advisory

    1 week ago

    London, United Kingdom Bruin Full time

    I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the...

  • Senior Compliance Advisory

    Found in: Jooble UK C2 - 1 week ago

    London, United Kingdom Bruin Full time

    I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the...

  • Senior Compliance Advisory

    Found in: Talent UK 2A C2 - 1 week ago

    London, United Kingdom Bruin Full time

    I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the Regulatory...

  • Compliance Advisory

    1 week ago

    London, United Kingdom eFinancialCareers Full time

    Applicants should have Compliance Advisory experience within the banking industry and be able to demonstrate a solid understanding of FICC markets and products, ideally in Metals, FX and eFX. Knowledge of major industry regulations such as MiFID II, EMIRand MAR is also expected