Senior Compliance Manager

1 month ago


Cambridge UK, Cambridgeshire, United Kingdom KOS International Limited Full time

Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities.


Key Responsibilities:

  • Oversee and implement the company’s compliance policies and procedures in line with regulations and industry best practices.
  • Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
  • Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
  • Act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.
  • Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
  • Regularly report the company’s compliance status and provide recommendations to senior management.
  • Stay up-to-date with changes in regulatory requirements and industry trends, adjusting the company’s compliance strategies accordingly.


Qualifications:

  • Bachelor’s degree or higher in Finance, Law, or a related field.
  • At least 5 years of compliance experience in the financial asset management industry.
  • In-depth knowledge of regulatory regulations and compliance frameworks, with extensive compliance management experience.
  • Thorough understanding of compliance auditing, risk control, and internal controls.
  • Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.
  • Proficient in using compliance management tools and software.
  • Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
  • Experience working with the FCA is highly desirable.
  • Familiarity with compliance and regulatory policies in the crypto industry.

  • Compliance Manager

    4 weeks ago


    Cambridge, UK, Cambridgeshire, United Kingdom Avenir Group Full time

    Job Overview:We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the...


  • Cambridge, Cambridgeshire, United Kingdom Abcam Full time

    About AbcamAt Abcam, our 65,000+ associates work across the globe at more than 15 unique operating companies within three platforms-life sciences, diagnostics, and biotechnology.We are committed to building a meaningful career, being creative, and taking risks with the support you need to be successful. Our Danaher Business System makes everything possible....

  • Compliance Manager

    3 days ago


    Cambridge, Cambridgeshire, United Kingdom Avenir Research Full time

    Company Overview: Inspired by the French word for “a better future,” Avenir Group is a pioneering institutional family office and investment management group, focused on investing in emerging technologies through financial technology innovation. With a global presence across the United States, the United Kingdom, Japan, Singapore, and Hong Kong, Avenir...


  • Cambridge, Cambridgeshire, United Kingdom Clark Wood Full time

    Senior Compliance Specialist required by Clark Wood to manage a diverse portfolio of clients and provide expert advisory services on personal tax issues. The successful candidate will receive a competitive salary of £70,000 - £100,000 per annum, opportunities for professional development, and flexible working arrangements.Key responsibilities include...


  • Cambridge, Cambridgeshire, United Kingdom Avenir Group Full time

    Job Title: Senior Compliance OfficerAvenir Group seeks an experienced Senior Compliance Officer to oversee the implementation of compliance policies and procedures. As a key member of our team, you will ensure that our operations align with regulatory requirements and industry best practices.Key Responsibilities:Develop and implement compliance strategies to...


  • Cambridge, Cambridgeshire, United Kingdom Avenir Group Full time

    Avenir Group is a forward-thinking and dynamic asset management company dedicated to upholding the highest standards of regulatory excellence. We are seeking a senior Compliance Manager Lead to oversee and implement our compliance policies and procedures in line with regulations and industry best practices.

  • Compliance Director

    2 weeks ago


    Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full time

    Senior Compliance ManagerWe are seeking a seasoned Senior Compliance Manager to join our team at KOS International Limited in Cambridge. This is an exciting opportunity to work with a global cryptocurrency trading and asset management platform.About the Role:As a Senior Compliance Manager, you will be responsible for ensuring that our operations comply with...


  • Cambridge, Cambridgeshire, United Kingdom Cpl Life Sciences Full time

    Job DescriptionAs a Senior Director Regulatory Affairs, you will play a critical role in shaping the regulatory strategy of our clients. Your expertise in Regulatory Affairs and ability to lead client projects will drive business growth and ensure compliance with regulatory guidelines.About the CompanyCpl Life Sciences is a growing organisation at the heart...


  • Cambridge, Cambridgeshire, United Kingdom Select Appointments Full time

    Job DescriptionWe are seeking a skilled Compliance Administrator/PA to join our team in Cambridge. This is an excellent opportunity for someone looking to gain insider knowledge of a prestigious business, working closely with senior management.The successful candidate will provide support to the finance and investment management office, assisting with...


  • Cambridge, Cambridgeshire, United Kingdom Eclectic Recruitment Ltd Full time

    A competitive salary of £55,000 - £70,000 per annum is offered for this position.Eclectic Recruitment Ltd are working with a leading telecommunications company based in Cambridge to find an experienced Senior Regulatory Compliance Expert. This is a full-time permanent role with the option of hybrid working.Responsibilities include:Ensuring products meet...


  • Cambridge, Cambridgeshire, United Kingdom Avenir Group Full time

    ResponsibilitiesWe offer a permanent contract with a competitive salary of £60,000 per annum. As our Senior Compliance Manager, your key responsibilities will include:Overseeing and implementing compliance policies and procedures in line with regulations and industry best practicesConducting regular compliance audits and risk assessments to identify...


  • Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full time

    About the RoleWe are seeking an experienced Senior Compliance Manager to join our team at KOS International Limited in Cambridge, UK. This is a critical role that requires a high level of expertise in compliance management.The estimated salary for this position is £90,000 - £120,000 per annum, depending on experience.Responsibilities:Develop and implement...

  • Compliance Expert

    2 weeks ago


    Cambridge, Cambridgeshire, United Kingdom Avenir Group Full time

    About the RoleAvenir Group is seeking a highly skilled Compliance Manager to join our team. As a senior member of our compliance department, you will be responsible for overseeing and implementing regulatory compliance policies. This includes conducting regular audits and risk assessments to ensure the company's operations comply with regulations and...


  • Cambridge, Cambridgeshire, United Kingdom Select Appointments Full time

    Select Appointments is seeking a talented Compliance Coordinator to join its team in Cambridge. As a key member of the finance and investment management office, you will provide essential support to senior management and the compliance manager, ensuring smooth day-to-day operations.Your duties will include managing financial records, preparing reports, and...


  • Cambridge, Cambridgeshire, United Kingdom Select Appointments Full time

    Key ResponsibilitiesProvide administrative support to the finance and investment management office.Work closely with senior management and the compliance manager to ensure effective compliance.Assist with various tasks, including data entry, document management, and reporting.As an administrative and compliance assistant, you'll play a critical role in...

  • Compliance Officer

    2 weeks ago


    Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full time

    Job Description:We are looking for a seasoned Senior Compliance Manager to oversee the implementation of our company's compliance strategy. This individual will be responsible for ensuring that our global operations align with regulatory requirements.Main Responsibilities:Design and implement effective compliance frameworks, incorporating industry benchmarks...


  • Cambridge, Cambridgeshire, United Kingdom Mundipharma Full time

    Job Title:Global Investigations LeadAbout the Company:Mundipharma is a leading company in the development and distribution of innovative treatments for patients worldwide. Our focus areas include Pain Management, Infectious Disease, and Consumer Healthcare.The Ideal Candidate:Must have a Bachelor's degree in Law, Finance, Criminology, or relevant...


  • Cambridge, Cambridgeshire, United Kingdom Armstrong Knight Full time

    Job Title: Accounting and Compliance ProfessionalArmstrong Knight is seeking an experienced Accounting and Compliance Professional to join our team. The ideal candidate will have a strong background in accounting, taxation, and financial regulations.The estimated salary for this role is £50,000 - £65,000 per annum, depending on experience.About the...


  • Cambridge, Cambridgeshire, United Kingdom Avenir Group Full time

    Job OverviewAvenir Group is a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. Our team members work together to ensure that we remain at the forefront of our industry.Key ResponsibilitiesWe are seeking an experienced Compliance Manager to oversee and...


  • Cambridge, Cambridgeshire, United Kingdom Avenir Research Full time

    About the CompanyAvenir Group is a pioneering institutional family office and investment management group, focused on investing in emerging technologies through financial technology innovation.We offer a dynamic and collaborative work environment, competitive employment terms, and excellent compensation and benefits.The successful candidate will have the...