Compliance Director
3 weeks ago
We are seeking a seasoned Senior Compliance Manager to join our team at KOS International Limited in Cambridge. This is an exciting opportunity to work with a global cryptocurrency trading and asset management platform.
About the Role:
- As a Senior Compliance Manager, you will be responsible for ensuring that our operations comply with regulatory requirements and internal policies.
- You will oversee and implement our compliance policies and procedures in line with regulations and industry best practices.
- Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
- Educate employees on relevant regulations and internal policies through compliance training.
- Act as the primary point of contact for FCA-related matters, including license applications, audits, and communications.
- Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
- Regularly report our compliance status and provide recommendations to senior management.
- Stay up-to-date with changes in regulatory requirements and industry trends, adjusting our compliance strategies accordingly.
Requirements:
- Bachelor's degree or higher in Finance, Law, or a related field.
- At least 5 years of compliance experience in the financial asset management industry.
- In-depth knowledge of regulatory regulations and compliance frameworks, with extensive compliance management experience.
- Thorough understanding of compliance auditing, risk control, and internal controls.
- Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.
- Proficient in using compliance management tools and software.
- Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
- Experience working with the FCA is highly desirable.
- Familiarity with compliance and regulatory policies in the crypto industry.
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