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Compliance Manager

4 months ago


Cardiff, Cardiff County, United Kingdom Zest Recruitment & Consultancy LLP Full time

Zest Recruitment and Legal Consultancy have a rare opportunity for a Compliance Manager to join a reputable law firm and contribute to the firms commitment to legal and regulatory compliance. The Firm are offering the role on a part time basis and can be based in Cardiff or Bristol (hybrid).

As the Compliance Manager, you will play a vital role in upholding our ethical standards, protecting our reputation, and ensuring the firm's compliance with all relevant laws and regulations

As the Compliance Manager, you will work with the COLP/COFA/MLRO to ensure that the firm operates in full compliance with all applicable laws, regulations, and ethical standards. You will play a critical role in developing and implementing compliance programs, conducting internal audits, and providing guidance on legal and regulatory matters.

Main Responsibilities:

  • Compliance Program Development
  • Regulatory Compliance
  • Internal Audits and Investigations
  • Risk Assessment and Mitigation
  • Claims and complaints
  • Insurance
  • Compliance Reporting and Documentation

The ideal candidate will have a strong understanding of legal and compliance frameworks, excellent analytical skills, and a keen eye for detail and the following:

  • Qualified Solicitor in England & Wales or a Bachelor's degree in Law, Business Administration, or a related field.
  • Proven experience (4+ years) as a Compliance Manager/professional within a reputable law firm.
  • Strong knowledge of legal and regulatory frameworks, including SRA Standards and Regulations, AML, data privacy, and professional ethics.

To find our more about this excellent opportunity please contact the recruitment team or click apply for immediate consideration: