Compliance Manager

18 hours ago


Cardiff, Cardiff, United Kingdom QED Legal LLP Full time
Compliance Manager Opportunity

We are seeking a highly skilled Compliance Manager to join our team at QED Legal LLP. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.

About the Role

This is a broad and challenging role that requires a strong understanding of compliance principles and practices. You will be responsible for developing and implementing effective compliance programs, reviewing policies and procedures, conducting internal and external audits, and conducting firm-wide risk assessments.

Key Responsibilities
  • Develop and implement compliance programs to ensure the firm's adherence to regulatory requirements
  • Review and update policies and procedures to ensure they are compliant with relevant laws and regulations
  • Conduct internal and external audits to identify and mitigate compliance risks
  • Conduct firm-wide risk assessments to identify and address potential compliance risks
  • Stay up-to-date with changes in law and regulations and provide guidance to the firm on compliance matters
Requirements
  • Qualified E&W solicitor with experience in compliance
  • Experience leading compliance in a smaller law firm (bonus if you have experience as COLP/COFA/MLRO)
  • Knowledge of file audits, complaints, SRA audits, risk assessments, and firm-wide compliance
  • Experience undertaking PII renewals
  • Ideally 4+ years experience in compliance
What We Offer
  • Salary up to £65k
  • Opportunity to work with a growing Legal 500 firm with a strong commitment to compliance
  • Flexible hybrid working policy with 2-3 days in office

We are looking for a qualified solicitor with experience in compliance to join our team. If you are a motivated and detail-oriented individual with a strong understanding of compliance principles and practices, we encourage you to apply.


  • Compliance Manager

    7 days ago


    Cardiff, Cardiff, United Kingdom qed legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a fantastic opportunity for a qualified solicitor with experience in...

  • Compliance Manager

    7 days ago


    Cardiff, Cardiff, United Kingdom qed legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a fantastic opportunity for a qualified solicitor with experience in...

  • Compliance Manager

    3 days ago


    Cardiff, Cardiff, United Kingdom qed legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...

  • Compliance Manager

    3 days ago


    Cardiff, Cardiff, United Kingdom qed legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...

  • Compliance Manager

    5 days ago


    Cardiff, Cardiff, United Kingdom qed legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...

  • Compliance Manager

    5 days ago


    Cardiff, Cardiff, United Kingdom qed legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...

  • Compliance Manager

    3 weeks ago


    Cardiff, Cardiff, United Kingdom Redmore Recruitment Limited Full time

    **Job Title:** Director of Compliance**Company:** Redmore Recruitment Limited**Job Summary:We are seeking a highly skilled and experienced Compliance Director to join our team. The successful candidate will be responsible for ensuring that our company's operations are in compliance with all relevant laws and regulations.**Key Responsibilities:Develop and...

  • Compliance Manager

    3 weeks ago


    Cardiff, Cardiff, United Kingdom Novuna Full time

    Are you passionate about building relationships to deliver exceptional customer service? At Novuna, we're dedicated to creating a better tomorrow by leading the electric vehicle revolution. From family cars to HGVs, we're empowering customers of all kinds to achieve carbon-free mobility. As a signatory of the Women in Finance and the Race at Work Charter,...


  • Cardiff, Cardiff, United Kingdom Sigma Full time

    Position OverviewWe invite applications from sustainability compliance managers, senior environmental consultants, or health and safety experts eager to concentrate on environmental regulations.Reasons to Consider This Role:Concentrate on What Matters Most: Specialize in sustainability management and genuinely contribute to impactful initiatives. This...


  • Cardiff, Cardiff, United Kingdom Artis Recruitment Full time

    Exciting Opportunity: Cybersecurity Compliance ManagerArtis Recruitment is on the lookout for a skilled Cybersecurity Compliance Manager to enhance our team. This position supports a flexible work arrangement, allowing for a blend of remote and in-office collaboration.Key Responsibilities:Formulate and execute comprehensive policies and protocols to protect...


  • Cardiff, Cardiff, United Kingdom GE Aviation Full time

    Job Description SummaryGE Aviation seeks a highly skilled Customs Compliance Leader to oversee the movement and shipment of goods across borders. This role is responsible for departmental operations planning and execution, with a focus on customs compliance processes. The successful candidate will have a strong understanding of customs regulations and...


  • Cardiff, Cardiff, United Kingdom GE Aviation Full time

    Job Description SummaryGE Aviation seeks a highly skilled Customs Compliance Leader to oversee the movement and shipment of goods across borders. This role is responsible for departmental operations planning and execution, with a focus on customs compliance processes. The successful candidate will have a strong understanding of customs regulations and...


  • Cardiff, Cardiff, United Kingdom TSR-Legal Full time

    Job Title: Risk and Compliance SolicitorJob Type: Full-timeCompany: TSR-LegalLocation: CardiffAbout the Role:We are seeking a highly skilled Risk and Compliance Solicitor to join our team in Cardiff. As a Risk and Compliance Solicitor, you will be responsible for managing and overseeing the firm's Risk and Compliance function, implementing and developing...


  • Cardiff, Cardiff, United Kingdom TSR-Legal Full time

    Job Title: Risk and Compliance SolicitorJob Type: Full-timeCompany: TSR-LegalLocation: CardiffAbout the Role:We are seeking a highly skilled Risk and Compliance Solicitor to join our team in Cardiff. As a Risk and Compliance Solicitor, you will be responsible for managing and overseeing the firm's Risk and Compliance function, implementing and developing...


  • Cardiff, Cardiff, United Kingdom Legal & General Group Full time

    Job SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our Real Assets team at Legal & General Group. As a key member of our team, you will be responsible for providing expert advisory support across fund strategy, conduct risk, and compliance.Key ResponsibilitiesProactively provide advice, challenge, and review to the...


  • Cardiff, Cardiff, United Kingdom Legal & General Group Full time

    Job SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our Real Assets team at Legal & General Group. As a key member of our team, you will be responsible for providing expert advisory support across fund strategy, conduct risk, and compliance.Key ResponsibilitiesProactively provide advice, challenge, and review to the...


  • Cardiff, Cardiff, United Kingdom Starling Bank Full time

    About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our team at Starling Bank. As a key member of our Conduct and Compliance Advice team, you will provide second-line of defence (2LoD) regulatory compliance advice and guidance to our business teams.Key ResponsibilitiesRegulatory Compliance Advice: Provide timely and accurate...


  • Cardiff, Cardiff, United Kingdom Starling Bank Full time

    About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our team at Starling Bank. As a key member of our Conduct and Compliance Advice team, you will provide second-line of defence (2LoD) regulatory compliance advice and guidance to our business teams.Key ResponsibilitiesRegulatory Compliance Advice: Provide timely and accurate...


  • Cardiff, Cardiff, United Kingdom GE Aviation Full time

    Job Description SummaryGE Aviation seeks a highly skilled Customs Compliance Leader to oversee the movement and shipment of goods across borders. This role is responsible for departmental operations planning and execution, with a focus on customs compliance processes. The successful candidate will have a strong understanding of customs regulations and...


  • Cardiff, Cardiff, United Kingdom GE Aviation Full time

    Job Description SummaryGE Aviation seeks a highly skilled Customs Compliance Leader to oversee the movement and shipment of goods across borders. This role is responsible for departmental operations planning and execution, with a focus on customs compliance processes. The successful candidate will have a strong understanding of customs regulations and...