Compliance Manager
18 hours ago
We are seeking a highly skilled Compliance Manager to join our team at QED Legal LLP. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.
About the RoleThis is a broad and challenging role that requires a strong understanding of compliance principles and practices. You will be responsible for developing and implementing effective compliance programs, reviewing policies and procedures, conducting internal and external audits, and conducting firm-wide risk assessments.
Key Responsibilities- Develop and implement compliance programs to ensure the firm's adherence to regulatory requirements
- Review and update policies and procedures to ensure they are compliant with relevant laws and regulations
- Conduct internal and external audits to identify and mitigate compliance risks
- Conduct firm-wide risk assessments to identify and address potential compliance risks
- Stay up-to-date with changes in law and regulations and provide guidance to the firm on compliance matters
- Qualified E&W solicitor with experience in compliance
- Experience leading compliance in a smaller law firm (bonus if you have experience as COLP/COFA/MLRO)
- Knowledge of file audits, complaints, SRA audits, risk assessments, and firm-wide compliance
- Experience undertaking PII renewals
- Ideally 4+ years experience in compliance
- Salary up to £65k
- Opportunity to work with a growing Legal 500 firm with a strong commitment to compliance
- Flexible hybrid working policy with 2-3 days in office
We are looking for a qualified solicitor with experience in compliance to join our team. If you are a motivated and detail-oriented individual with a strong understanding of compliance principles and practices, we encourage you to apply.
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Compliance Manager
7 days ago
Cardiff, Cardiff, United Kingdom qed legal Full timeCompliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a fantastic opportunity for a qualified solicitor with experience in...
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Compliance Manager
7 days ago
Cardiff, Cardiff, United Kingdom qed legal Full timeCompliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a fantastic opportunity for a qualified solicitor with experience in...
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Compliance Manager
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Cardiff, Cardiff, United Kingdom qed legal Full timeCompliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...
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Compliance Manager
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Cardiff, Cardiff, United Kingdom qed legal Full timeCompliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...
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Cardiff, Cardiff, United Kingdom qed legal Full timeCompliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.About the RoleThis is a broad and challenging role that requires a strong understanding of...
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