Current jobs related to Compliance Manager - Cardiff, Cardiff - qed legal
-
Compliance Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom Bipsync Full timeAbout BipsyncBipsync is a pioneering financial technology company that has revolutionized the research and workflow management landscape for investment management firms. Our cutting-edge product is designed to optimize research management, and we're proud to serve the world's leading investment management firms, including fund and asset managers, and asset...
-
Compliance Manager
7 days ago
Cardiff, Cardiff, United Kingdom Rise Technical Recruitment Limited Full time £35,000 - £37,500Job Title: Compliance Manager (Eco Scheme)Job Reference: BEBE1_DERise Technical Recruitment Ltd is seeking a highly skilled Compliance Manager (Eco Scheme) to join our client’s expanding team.About the RoleManage the compliance team, ensuring customers receive a smooth process when applying for Solar PV and Heat Pumps under ECO grants.Uphold compliance...
-
Compliance Officer Manager
2 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Role: Compliance and Building Safety ManagerAt James Andrews Recruitment Solutions, we are seeking a highly skilled Compliance and Building Safety Manager to join our client in South Wales. The successful candidate will be responsible for ensuring adherence to relevant regulations, managing a team of compliance coordinators, and working closely with the...
-
Compliance Risk Manager
3 weeks ago
Cardiff, Cardiff, United Kingdom Zero Fintech Full timeCompliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...
-
Compliance Risk Manager
3 weeks ago
Cardiff, Cardiff, United Kingdom Zero Fintech Full timeCompliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a pivotal role in assisting our compliance manager with Zero's compliance strategy and ensure a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...
-
Compliance Risk Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom Zero Fintech Full timeCompliance Analyst Job DescriptionAt Zero Fintech, we're seeking a highly skilled Compliance Analyst to join our team. As a key member of our compliance team, you will play a pivotal role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory...
-
Compliance Risk Manager
3 weeks ago
Cardiff, Cardiff, United Kingdom Robert Half Careers Full timeJob SummaryThe Interim Head of Financial Compliance is responsible for safeguarding the organisation from financial crime, with a particular emphasis on Anti-Money Laundering (AML), by assessing risks and implementing appropriate controls.This role ensures effective financial crime and AML management during the interim period, working closely with the...
-
Compliance and Building Safety Manager
3 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob DescriptionJames Andrews Recruitment Solutions Ltd is seeking a highly skilled Compliance and Building Safety Manager to join their team. The ideal candidate will have a strong background in compliance and building safety, with experience in managing teams and developing policies and procedures.The successful candidate will be responsible for ensuring...
-
Compliance and Building Safety Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: Compliance and Building Safety ManagerWe are seeking an experienced Compliance and Building Safety Manager to join our team at James Andrews Recruitment Solutions Ltd. The successful candidate will be responsible for ensuring adherence to relevant regulations and managing a team of Compliance Coordinators, a Compliance Administrator, and a Fire &...
-
Building Safety Compliance Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full time £53,930Job Title: Building Safety Compliance ManagerWe are seeking a highly skilled Building Safety Compliance Manager to join our team at James Andrews Recruitment Solutions Ltd. The successful candidate will be responsible for ensuring compliance with relevant regulations and managing a team of Compliance Coordinators, a Compliance Administrator, and a Fire &...
-
Building Safety Compliance Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full time £53,930Job Title: Building Safety Compliance ManagerWe are seeking a highly skilled Building Safety Compliance Manager to join our team at James Andrews Recruitment Solutions Ltd. The successful candidate will be responsible for ensuring compliance with relevant regulations and managing a team of Compliance Coordinators, a Compliance Administrator, and a Fire &...
-
Compliance and Building Safety Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: Compliance and Building Safety ManagerWe are seeking an experienced Compliance and Building Safety Manager to join our team at James Andrews Recruitment Solutions Ltd. The successful candidate will be responsible for ensuring adherence to relevant regulations and managing a team of Compliance Coordinators, a Compliance Administrator, and a Fire &...
-
Compliance and Building Safety Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: Compliance and Building Safety ManagerWe are seeking a highly skilled Compliance and Building Safety Manager to join our team at James Andrews Recruitment Solutions Ltd.The successful candidate will be responsible for ensuring adherence to relevant regulations, managing a team of Compliance Coordinators, and working with the Head of Building...
-
Compliance and Building Safety Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: Compliance and Building Safety ManagerWe are seeking a highly skilled Compliance and Building Safety Manager to join our team at James Andrews Recruitment Solutions Ltd.The successful candidate will be responsible for ensuring adherence to relevant regulations, managing a team of Compliance Coordinators, and working with the Head of Building...
-
Building Safety and Compliance Manager
3 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full time £53,930Job Summary: We are seeking a highly skilled Compliance and Building Safety Manager to join our team at James Andrews Recruitment Solutions Ltd. The ideal candidate will have a strong background in compliance and building safety, with experience in managing teams and developing policies and procedures.Key Responsibilities: Ensure adherence to relevant...
-
Compliance and Building Safety Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: Compliance and Building Safety ManagerOur client, a leading organization in South Wales, is seeking a highly skilled Compliance and Building Safety Manager to join their team on a permanent basis.The ideal candidate will have a strong background in compliance and building safety, with experience in managing teams and developing policies and...
-
Compliance and Asset Manager
4 weeks ago
Cardiff, Cardiff, United Kingdom Legal & General Group Full timeCompany OverviewLegal & General Group is a leading financial services company and a major global investor. We have a strong heritage and an exciting future, with a commitment to building a better society for the long term.We aim to deliver enhanced shareholder returns and create long-term, sustainable value for our clients and partners.Job SummaryWe are...
-
Compliance Officer
3 weeks ago
Cardiff, Cardiff, United Kingdom Bipsync Limited Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at Bipsync Limited. As a Compliance Manager, you will play a critical role in ensuring our company's adherence to relevant laws and regulations.Your attention to detail and expertise will help us maintain a compliant culture, minimising risks and safeguarding sensitive data....
-
Compliance Officer
4 weeks ago
Cardiff, Cardiff, United Kingdom Bipsync Limited Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our Infrastructure team at Bipsync Limited. As a key member of our team, you will play a critical role in ensuring our company's adherence to relevant laws and regulations.Key ResponsibilitiesAct as the main point of contact for compliance-related questions from sales prospects and...
-
Compliance Officer
3 weeks ago
Cardiff, Cardiff, United Kingdom Bipsync Full timeJob DescriptionAs a Compliance Manager at Bipsync, you will play a critical role in ensuring our company's adherence to relevant laws and regulations. Your attention to detail and expertise will help us maintain a compliant culture, minimizing risks and safeguarding sensitive data. Collaborating with various departments, you will implement robust security...
Compliance Manager
2 months ago
We are seeking a highly skilled Compliance Manager to join our team at QED Legal. As a key member of our compliance function, you will play a critical role in ensuring our firm operates in accordance with all relevant laws and regulations.
About the RoleThis is a broad and challenging role that requires a strong understanding of compliance principles and practices. You will be responsible for developing and implementing effective compliance programs, reviewing policies and procedures, conducting internal and external audits, and identifying and mitigating risks.
Key Responsibilities- Develop and implement compliance programs to ensure the firm's adherence to regulatory requirements
- Review and update policies and procedures to ensure they are compliant with relevant laws and regulations
- Conduct internal and external audits to identify and mitigate risks
- Collaborate with the COLP and COLP/COFA/MLRO to ensure compliance with SRA and regulatory standards
- Stay up-to-date with changes in law and regulations and provide guidance to the firm on compliance matters
- Qualified E&W solicitor with experience leading compliance in a smaller law firm
- Knowledge of file audits, complaints, SRA audits, risk assessments, and firm-wide compliance
- Experience undertaking PII renewals
- Ideal candidate will have 4+ years of experience in compliance
- Salary up to £65k
- Opportunity to work with a growing Legal 500 firm with a strong commitment to compliance
- Flexible hybrid working policy with 2-3 days in office
