Regulatory Monitoring and Investigations Head

Job Summary We are currently seeking an experienced Head of Healthcare Investigations to lead our Registration Investigation Team. As Senior Registration Investigation Team Manager, you will oversee the investigation of health and character concerns related to registration applications. Your key responsibilities will include leading a team of investigators,...

Compliance RoleWe are looking for an experienced individual to join our team as a Surveillance and Risk Specialist at Intesa Sanpaolo Group.In this role, you will be responsible for designing and delivering periodic monitoring and surveillance reports and MI to the Head of Regulatory Compliance and the Compliance Committee.You will also oversee the...

The Regulatory Monitoring Officer will play a critical role in ensuring the effectiveness of compliance controls within MERJE's business. This position involves undertaking risk-based second-line monitoring functions, reviewing compliance controls, and collaborating with the Head of Regulatory Compliance & Risk.Key Responsibilities:Review compliance controls...

Transaction Monitoring Job SummaryWe are seeking a highly skilled Transaction Monitoring Investigator to join our team. As a Transaction Monitoring Investigator, you will be responsible for investigating and resolving complex transaction monitoring issues.Key ResponsibilitiesInvestigate and resolve complex transaction monitoring issues.Conduct in-depth...

About the RoleWe are seeking a highly skilled Compliance professional to lead our global Compliance function. As Global Head of Compliance, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing global regulatory developments.**Responsibilities**Establish and maintain relationships with key regulators...

About You We are seeking an experienced Investigations Manager - Regulatory Affairs to oversee our Registration Investigation Team. As Senior Registration Investigation Team Manager, you will be responsible for managing a team investigating health and character concerns related to registration applications. Your role will involve analyzing complex data,...

About the PositionThe Regulatory Investigations Coordinator will play a key role in investigating and resolving regulated complaints and internal reviews, ensuring compliance with regulatory requirements. This is an exciting opportunity to work in a fast-paced and dynamic environment, where you can develop your skills and expertise.The key responsibilities...

Job OverviewNoble Legal Limited is a highly successful City law firm seeking an experienced Regulatory Litigation & Investigations Partner. With a strong presence in the financial services sector, this role offers great opportunities to advise clients on complex disputes and regulatory investigations.This is a fantastic opportunity for an established...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

Welcome to Albany Beck's job description for the Head of Compliance & MLRO position!**Job Summary:** We are looking for a highly skilled and experienced professional to lead our Compliance Practice in the UK. As the Head of Compliance & MLRO, you will be responsible for driving the implementation of compliance controls, processes, and operations to ensure...

Job DescriptionThe Global Head of Compliance will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing global regulatory developments and their implementation. Additionally, they will be responsible for oversight of Financial Crime risk globally, the global Compliance...

About the Role:As CCO_Head of Surveillance & Controls Unit Leader, you will be responsible for leading our Surveillance and Controls Unit. This role involves overseeing the development and implementation of a robust monitoring and surveillance program to detect and prevent potential misconduct and compliance violations.You will lead a small team of skilled...

About the Role:This is an exciting opportunity to join Hiscox's UK Risk and Compliance team as a Regulatory Affairs Specialist. You will be working closely with stakeholders at all levels of seniority to provide advice and guidance to facilitate delivery of good customer outcomes, a compliant and risk-aware culture, and Hiscox UK's business model and...

We're seeking a highly skilled Regulatory Compliance professional to join our team as we embark on an exciting journey to revolutionise the post-trading space in the UK and Europe. As Head of Regulatory Compliance, you'll be responsible for developing and implementing compliance frameworks, managing and overseeing the firm's compliance programme, and...

Role OverviewWe are seeking an experienced Regulatory Monitoring Lead - Investment Bank to join our team at Michael Page (UK). This is a senior role that requires a deep understanding of regulatory requirements and financial markets.The successful candidate will have a strong background in compliance, risk management, and audit. They will be responsible for...

About the Role:Fitch Group, Inc. is seeking a Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with regulatory requirements and policies in the financial services industry.Key Responsibilities:Monitor and advise on compliance with regulatory requirementsInvestigate potential conflicts of...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job Title: Head of Regulatory AffairsWe are seeking a highly experienced Head of Regulatory Affairs to join our client, a leading financial planning and wealth management business. The ideal candidate will have extensive knowledge of regulatory requirements and industry best practices.The successful candidate will be responsible for managing the Compliance...

MERJE is hiring a Financial Planning and Risk Monitor to support our compliance function on a full-time basis.This role requires at least 3 years of experience in a compliance monitoring function of a financial planning and/or investment management business.The successful candidate will have a good understanding of financial planning markets and extensive...

Job Title:Head of Regulatory ComplianceAbout the Company:MERJE Ltd is a well-established recruitment agency specializing in finance and accounting positions. Our client, a leading financial planning and wealth management business, is seeking an experienced Head of Regulatory Compliance to join their team.About the Role:This senior leadership position is...