Regulatory Investigations Coordinator
6 days ago
The Regulatory Investigations Coordinator will play a key role in investigating and resolving regulated complaints and internal reviews, ensuring compliance with regulatory requirements. This is an exciting opportunity to work in a fast-paced and dynamic environment, where you can develop your skills and expertise.
The key responsibilities of this role include:
- Investigating and resolving complaints and internal reviews in a fair and impartial manner.
- Logging and investigating all complaints and expressions of dissatisfaction related to financial advice given by Financial Planners within QCFP.
- Liaising with stakeholders, financial advisers, the Financial Ombudsman Service, and other third parties.
To be successful in this role, you will need:
- Previous experience working within a complaints/remediation environment.
- Strong IT skills, being proficient in using Microsoft packages.
- Excellent communication skills on both the telephone and the ability to compile written responses.
This role offers a competitive salary of £42,000 - £52,000 per annum, depending on experience, along with a range of benefits including 182 hours (26 days) holiday, Quilter Incentive Scheme, pension scheme, private medical insurance, and life assurance.
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Regulatory Litigation
1 month ago
London, Greater London, United Kingdom Noble Legal Limited Full timeJob Opportunity: Regulatory Litigation & Investigations PartnerNoble Legal Limited is seeking an experienced Regulatory Litigation & Investigations Partner to join their team. The ideal candidate will have an established practice in regulatory and litigation matters, with a proven track record of advising clients on complex disputes, regulatory...
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Regulatory Litigation
7 days ago
London, Greater London, United Kingdom Noble Legal Limited Full timeNoble Legal Limited, a highly successful and profitable City law firm, is seeking an experienced Regulatory Litigation & Investigations Partner to be part of their ongoing growth plan.The ideal candidate will have an established practice in regulatory and litigation matters, with a proven track record of advising clients on complex disputes, regulatory...
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Regulatory Investigations Specialist
2 weeks ago
London, Greater London, United Kingdom NURSING & MIDWIFERY COUNCIL Full timeAbout the RoleAs a Regulatory Investigations Specialist within the Professional Regulation directorate, you will play a vital role in ensuring cases are investigated efficiently and effectively, protecting the public in accordance with the NMC's statutory obligations.The position involves providing expert advice to case holders on various matters, including...
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Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom Health Products Regulatory Authority Full timeJob Title: Regulatory & Policy AssessorDivision: Regulatory and Policy Section of the Medical Devices DepartmentThe Regulatory & Policy Assessor will work as part of the Policy and Stakeholder Engagement Team to contribute to the planning, coordination, and development of national and European policy for medical devices and in-vitro diagnostics. This...
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Regulatory Investigation Team Manager
1 week ago
London, Greater London, United Kingdom Nursing and Midwifery Council Full timeCompany Overview: The Nursing and Midwifery Council (NMC) is the professional regulator for nurses, midwives and nursing associates in the UK. Our mission is to ensure that the public receives safe and effective care from these professionals. We achieve this by promoting high standards of education and professional practice, investigating concerns about...
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London, Greater London, United Kingdom VRS Regulatory Full timeEstablished chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...
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Regulatory Affairs Specialist
7 days ago
London, Greater London, United Kingdom Hiscox Ltd Full timeAbout the Role:This is an exciting opportunity to join Hiscox's UK Risk and Compliance team as a Regulatory Affairs Specialist. You will be working closely with stakeholders at all levels of seniority to provide advice and guidance to facilitate delivery of good customer outcomes, a compliant and risk-aware culture, and Hiscox UK's business model and...
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Regulatory Affairs Coordinator
6 days ago
London, Greater London, United Kingdom XTX Markets Full timeJob Title: Regulatory Affairs CoordinatorWe are seeking a highly skilled Regulatory Affairs Coordinator to join our London-based team. As a key member of the Operational Compliance function, you will be responsible for monitoring regulatory changes, ensuring compliance with relevant regulations, and collaborating with internal stakeholders to maintain...
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Pharmaceutical Regulatory Coordinator
6 days ago
London, Greater London, United Kingdom Park Street People Full timePark Street People is currently hiring for a Pharmaceutical Regulatory Coordinator to join their team in Cambridge or West London (Uxbridge). As a key member of their regulatory team, you will provide regulatory guidance across the EU region, ensuring that regulatory deadlines and approvals are achieved.In this role, you will be responsible for developing,...
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Regulatory Compliance Manager
1 month ago
London, Greater London, United Kingdom Brixton Blog - Big Smoke Full timeJob Title: Regulatory Compliance ManagerWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Brixton Blog - Big Smoke. As a key member of our enforcement team, you will play a critical role in ensuring compliance with legislation and regulations.Your primary responsibility will be to assess allegations of non-compliance and...
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Criminal Investigations Specialist
1 day ago
London, Greater London, United Kingdom Chadwick Nott Full timeJob OverviewA top-tier global law firm is seeking an experienced and ambitious White-Collar Crime and Investigations Lawyer to join their team in London during an exciting period of growth.The successful candidate will be responsible for managing both internal and external investigations, handling contentious and non-contentious criminal and regulatory...
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Market Abuse Investigator
6 days ago
London, Greater London, United Kingdom Pontoon Full time**Job Description:** We are seeking a Market Abuse Investigator to join our team in London. As a Market Abuse Investigator, you will be responsible for investigating potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management, and regulatory compliance. They will also have...
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Regulatory Affairs Director, CMC Lead
1 week ago
London, Greater London, United Kingdom GSK Full timeOpportunity OverviewWe are seeking a highly skilled Regulatory Affairs Director to lead our Chemistry, Manufacturing and Controls (CMC) team. This role will provide strategic direction and guidance on global project and key business initiatives.The successful candidate will have significant experience in leading CMC regulatory activities for investigational...
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Forensic Investigations Manager
1 month ago
London, Greater London, United Kingdom Hays Senior Finance Full timeAbout the RoleThe successful candidate will be responsible for supporting the lead Fraud Partners in the team, working on a wide range of civil, criminal, and regulatory matters in fraud, bribery, and corruption. This will include false accounting, procurement fraud, theft, allegations of impropriety, banking and treasury fraud, corporate fraud...
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Regulatory Writer
1 month ago
London, Greater London, United Kingdom MMS Holdings Inc Full timeMMS Holdings Inc is a leading Contract Research Organization (CRO) that supports the pharmaceutical, biotech, and medical device industries with a proven, scientific approach to complex trial data and regulatory submission challenges.Key Responsibilities:Under minimal supervision, the Medical Writer will critically evaluate, analyze, and interpret the...
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Healthcare Assistant
1 month ago
London, Greater London, United Kingdom NHS Full timeSenior Healthcare Assistant and Pathway CoordinatorMain Responsibilities:Coordinate the organisation and management of the Gastro Investigations Unit, working closely with the Senior Staff Nurses to ensure seamless operations.Collaborate with the multidisciplinary healthcare team to provide high-quality, patient-centred care to children and their families...
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Investigations Lead
3 weeks ago
London, Greater London, United Kingdom Diageo Full timeJob PurposeThis role will play a key part in ensuring we do business the right way through effective investigations. The Investigations Manager will act as a subject matter expert on investigations matters, conducting investigations and identifying trends, controls failures or gaps, and providing timely and effective guidance to senior leaders and partners....
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Regulatory Reporting Specialist
3 weeks ago
London, Greater London, United Kingdom Gresham Hunt Full timeJob Title: Regulatory Reporting SpecialistJob Summary: We are seeking a Regulatory Reporting Specialist to join our team at Gresham Hunt. As a key member of our dynamic team, you will play a pivotal role in ensuring accurate and timely regulatory submissions to BoE/PRA, encompassing CoRep, FinRep, and statistical returns.Key Responsibilities:Generate monthly...
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Financial Regulatory Investigator
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...
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Senior Investigations Officer
4 weeks ago
London, Greater London, United Kingdom ACCA Full timeACCA is committed to a workplace culture that is inclusive, diverse, and connected. We welcome applications from candidates who meet some but not all of the criteria listed below.This position sits within the Professional Conduct Department, in our London office (hybrid working available). Reporting to an Assessment & Investigations Manager, you will be...