Head of Monitoring and Oversight
4 weeks ago
As CCO_Head of Surveillance & Controls Unit Leader, you will be responsible for leading our Surveillance and Controls Unit. This role involves overseeing the development and implementation of a robust monitoring and surveillance program to detect and prevent potential misconduct and compliance violations.
You will lead a small team of skilled professionals and work collaboratively with various stakeholders to ensure the integrity and security of our operations. The ideal candidate will have a strong understanding of the UK regulatory framework, particularly FCA rulebooks COBS, MAR, SYSC, and European regulations.
This is a senior leadership role within the Intesa Sanpaolo Group, offering a competitive salary package and opportunities for career growth and development.
The salary for this role is approximately £90,000 - £120,000 per annum, depending on experience.
Key Responsibilities:- Lead the development and implementation of a robust monitoring and surveillance program.
- Oversight of the day-to-day compliance monitoring programme.
- Investigate and track Compliance incidents and breaches, and develop and implement remediation plans.
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