Head of Monitoring and Compliance

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

HSL Compliance Limited seeks a skilled Monitoring and Compliance Technician to join our Water Hygiene team. As a key member of our team, you will be responsible for undertaking monitoring and water hygiene services to ensure compliance with legionella guidelines.Your duties will include conducting water testing and monitoring, taking water samples, testing...

About the RoleAs a Senior Compliance Monitoring Specialist at Compliance Recruitment Solutions, you will play a critical role in ensuring the effectiveness of our compliance monitoring programme. Your primary responsibilities will include:Key ResponsibilitiesAssisting in the delivery of the annual compliance monitoring programme by undertaking agreed...

Job Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

About the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Senior Compliance Risk ManagerSEI Investments Company is a leading global provider of asset management and investment technology solutions. The SIEL Compliance department is seeking a Senior Compliance Risk Manager with demonstrable compliance risk experience to join its growing team.About the Role:Conduct thorough risk assessments and develop comprehensive...

Job OverviewLutine Bell is seeking a Senior Compliance Monitoring Manager to join their team. This role involves overseeing the monitoring function of the firm, ensuring full adherence to regulatory requirements and internal policies.The successful candidate will report directly to the Group Head of Compliance and be responsible for managing the Annual...

Job DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...

Job Title: Compliance Policy LeaderSalary Range: £80,000 - £110,000 per annumCompany Overview:Our client, a leading global payments business, is seeking an experienced Head of UK Compliance to drive forward their expanding business.About the Role:This is an exceptional opportunity for an experienced Head of Compliance to join a highly regarded Global...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

Key Responsibilities: As the Global Head of Compliance, your key responsibilities will include managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally. You will also be responsible for oversight of global regulatory developments, financial crime risk, and compliance monitoring programmes.About the Role:...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

Job Opportunity:We are looking for an experienced compliance professional to lead our global Financial Crime, Regulatory Monitoring and Investigations team.The Regulatory Monitoring and Investigations Head will be responsible for overseeing the team's performance and output, ensuring compliance with key areas of financial crime, including AML/CTF regimes and...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

Job Title: Head of Control Room OperationsJob Summary:We are seeking a highly experienced and skilled professional to join our team as a Head of Control Room Operations. The successful candidate will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Design and...

**Job Description**As the Compliance Strategy Lead, you will be responsible for managing and executing the Compliance monitoring programme, producing reports and making recommendations to mitigate compliance risks associated with the business activities. You will also propose compliance policies, procedures, and controls, providing commercially orientated...