Head of Compliance Governance Specialist
14 hours ago
We are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.
Main Responsibilities:- Lead and manage the Compliance and AML teams to ensure compliance with all relevant laws and regulations.
- Ensure accurate and timely submission of regulatory filings and reports.
- Draft and review key contracts, agreements, and other legal documents.
- Conduct regular risk assessments and implement effective AML controls.
- A strong academic background and extensive experience in legal, compliance, and AML roles within the financial services space.
- Excellent leadership and management skills, with the ability to motivate and guide teams effectively.
- Strong analytical skills and the ability to navigate complex regulatory frameworks.
Salary: $150,000 - $200,000 per year.
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Compliance Governance Specialist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...
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Head of Governance and Compliance
3 weeks ago
London, Greater London, United Kingdom HOUSE OF COMMONS-3 Full timeJob SummaryWe are seeking a highly skilled individual to fill the role of Head of Governance and Assurance. This position will be responsible for leading the compliance, governance, and assurance team members to develop and implement the Parliamentary Safety Management System (SMS).
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Risk Governance
3 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Senior Governance and Compliance Advisor
2 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...
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Head of Compliance Governance
3 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeA Regulatory Affairs Specialist is required to lead our client's compliance efforts. The successful candidate will oversee all ICAEW requirements and ensure internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and implementing procedures to escalate...
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Global Governance Specialist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...
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Head of Compliance and Governance
3 days ago
London, Greater London, United Kingdom Quantum Group Full timeWe are looking for a Head of Compliance and Governance to lead our Legal Team at Quantum Group, based in the City of London. This is a 10-month maternity cover contract.Job Overview:The successful candidate will be responsible for providing strategic guidance on legal compliance and governance across the Bank's operations in the UK and Europe. You will...
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Compliance and Governance Specialist
3 weeks ago
London, Greater London, United Kingdom Logistics People Full timeLogistics People in Corby is looking for a highly skilled Compliance and Governance Specialist to join its compliance department. As a key member of the team, you will be responsible for ensuring the integrity of agency worker profiles, providing advice on compliance matters, and supporting compliance-based projects.This is a permanent position offering a...
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Head of Governance and Compliance
2 days ago
London, Greater London, United Kingdom MERJE Ltd Full timeCompany OverviewMERJE Ltd, a renowned financial planning and wealth management business, is seeking an exceptional professional to fill the role of Head of Governance and Compliance. This position offers a unique opportunity to join a dynamic team and contribute to the company's success.
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Compliance Governance Specialist
9 hours ago
London, Greater London, United Kingdom Sellick Partnership Full timeJob Title: Compliance Governance SpecialistLocation: LondonSalary:£85,000 - £100,000 per annumThis is a fantastic opportunity for an experienced Compliance professional to join a leading insurance company in London as a Compliance Governance Specialist. As a key member of the in-house legal team, you will be responsible for implementing and maintaining a...
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Compliance Governance Manager
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full time**Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...
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Head of Compliance and Governance
3 weeks ago
London, Greater London, United Kingdom Clyde & Co Full timeAbout the RoleClyde & Co is looking for a highly skilled individual to fill the position of Head of Compliance and Governance. This role involves managing and resolving complex conflicts, as well as overseeing the firm's compliance and governance procedures.The ideal candidate will have a strong understanding of regulatory requirements and a proven track...
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Compliance and Governance Professional
8 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a talented Compliance and Governance Professional to join their Risk & Compliance team in London.The successful candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to assist Senior staff in addressing strategic and operational issues.Responsibilities include...
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Compliance Governance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeEstablished in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.Job OverviewThe Compliance Monitoring Analyst will be...
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Security Governance and Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Trustpilot Full timeJob DescriptionWe're looking for a highly skilled Security Governance and Compliance Specialist to join our Information Security Team. The successful candidate will work closely with the Head of Information Security Governance, Risk and Compliance to mature Information Security risk, improve third-party and supply chain risk management, and mature our...
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Head of Compliance and Governance
12 hours ago
London, Greater London, United Kingdom Paydock Full timeJob OverviewPAYDOCK IS A DYNAMIC FINTECH SCALEUP, DEDICATED TO DELIVERING INDUSTRY LEADING ORCHESTRATION SOLUTIONS TO FINANCIAL INSTITUTIONS, MAJOR HOUSEHOLD BRAND RETAILERS AND NON-PROFIT ORGANISATIONS WORLDWIDE.We embody a culture of collaboration, innovation and high-performance, relentlessly pushing the boundaries of fintech innovation to make a...
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Head of Clinical Governance and Compliance
4 weeks ago
London, Greater London, United Kingdom King's College Hospital NHS Foundation Trust Full timeAbout the RoleThe King's College Hospital NHS Foundation Trust is committed to providing high-quality patient care and has an exciting opportunity for a senior midwife to lead its maternity services governance team. As the Head of Maternity Governance, Compliance and Assurance, you will play a crucial role in shaping the future of maternity services and...
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Head of Data Governance Specialist
4 weeks ago
London, Greater London, United Kingdom Investec Full timeJob Description:Investec is a specialist bank serving clients in the UK and South Africa. Our culture is unique, with a flat structure that encourages internal mobility.We are seeking a Head of Data Governance to establish and implement a comprehensive data governance framework.This role emphasizes collaboration, education, and advocacy to ensure all teams...
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Compliance Governance Specialist
2 days ago
London, Greater London, United Kingdom Simmons & Hanbury Full timeJob Overview: Simmons & Hanbury is a specialist executive search firm seeking an experienced Compliance Governance Specialist to join their growing compliance function. This role will involve working across various advisory, regulatory, compliance monitoring, marketing & distribution areas.About the Role:The Compliance Governance Specialist will assist the...
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Data Protection and Governance Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionThe Compliance Manager will be responsible for:Assessing the bank's existing information security control environment, including technology IS, data assets, and cyber risks and resilience controls;Identifying current controls aligned to these risks and highlighting potential control gaps;Developing a strategy for enhancement to manage those...