Financial Planning and Risk Monitor

6 days ago


London, Greater London, United Kingdom MERJE Full time

MERJE is hiring a Financial Planning and Risk Monitor to support our compliance function on a full-time basis.

This role requires at least 3 years of experience in a compliance monitoring function of a financial planning and/or investment management business.

The successful candidate will have a good understanding of financial planning markets and extensive knowledge of the financial planning process through industry exams and CPD.

You will be responsible for reviewing the effectiveness of compliance controls, assisting in the delivery of the annual compliance monitoring plan, and conducting investigations when necessary.

The estimated salary for this position is around £50,000-£60,000 per year, depending on qualifications and experience.

You will work closely with the Head of Regulatory Compliance & Risk to ensure that our compliance function is running smoothly and effectively.



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