Regulatory Monitoring Officer
7 days ago
The Regulatory Monitoring Officer will play a critical role in ensuring the effectiveness of compliance controls within MERJE's business. This position involves undertaking risk-based second-line monitoring functions, reviewing compliance controls, and collaborating with the Head of Regulatory Compliance & Risk.
Key Responsibilities:- Review compliance controls to ensure their effectiveness.
- Assist the Head of Regulatory Compliance & Risk in delivering the annual routine compliance monitoring plan.
- Identify and report on areas of high risk.
- Develop and implement processes to mitigate risk.
- Experience in a compliance monitoring role.
- Strong understanding of financial planning markets and regulatory requirements.
- Excellent organisational and time-management skills.
- Ability to work effectively in a team environment.
The estimated salary for this role is £48,000 - £58,000 per annum, depending on experience.
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Compliance Officer, Regulatory Monitoring
1 month ago
London, Greater London, United Kingdom Neuberger Berman Group LLC Full timeJob Summary:Neuberger Berman Group LLC is seeking a Compliance Officer to join the EMEA & LatAm Compliance Team. The team provides compliance advice and support to all levels of staff, including senior managers, fund managers, and product development teams. The Compliance Officer will be responsible for monitoring services to identify regulatory risks and...
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Regulatory Affairs Strategist
7 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeAn exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...
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London, Greater London, United Kingdom VRS Regulatory Full timeEstablished chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...
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Regulatory Compliance Specialist
2 days ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
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Food Safety Regulatory Manager
2 days ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeAbout the RoleWe are seeking an experienced Regulatory Affairs professional to join our team as a Regulatory Affairs Manager. As a key member of our regulatory affairs team, you will play a critical role in ensuring that our products comply with all relevant regulations and legislation.Your primary responsibility will be to develop and implement regulatory...
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Regulatory Monitoring Specialist
7 days ago
London, Greater London, United Kingdom AXA XL Full timeAbout the RoleWe are seeking a skilled Compliance Monitoring and Testing Associate to join our team at AXA XL. As a key member of our compliance function, you will play a vital role in providing assurance that regulatory compliance controls are operating effectively.This is an excellent opportunity for someone who has experience working within risk and...
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Compliance Officer, Monitoring Specialist
7 days ago
London, Greater London, United Kingdom AXA Group Full timeAXA Group is seeking an experienced Compliance Officer to join our team in a Monitoring Specialist role.As a Compliance Officer, Monitoring Specialist, you will be responsible for providing assurance that regulatory compliance controls are operating effectively by performing and overseeing monitoring reviews.Main Responsibilities:Lead monitoring review on...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...
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Regulatory Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...
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Regulatory Compliance Officer
1 month ago
London, Greater London, United Kingdom B4B Payments Group Full timeAbout the RoleThe Senior Compliance Officer will have a global mandate, although a large portion of their responsibilities will cover UK regulatory obligations. The Compliance Officer plays a critical role in ensuring that the organisation adheres to regulatory, card scheme requirements and internal policies.Key Responsibilities:Point of Contact for First...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...
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Regulatory Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob DescriptionThe Regulatory Compliance Officer will oversee the requirements and provide execution oversight in alignment with Global Suspicious Activity Reporting Standard, Global AML Regulatory Reporting Standards, and Global AML Account Closure Standard. This role is responsible for the management of a globally consistent control framework surrounding...
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Senior Regulatory Officer
4 weeks ago
London, Greater London, United Kingdom Howden Group Holdings Full timeAbout the RoleHowden Group Holdings is seeking a highly skilled Senior Regulatory Officer to join our Compliance Function's Regulatory Team. This role is responsible for overseeing and supporting the Operating Entity in ensuring effective systems, controls, policies, and procedures are in place to meet applicable regulatory and conduct requirements.Key...
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Regulatory Medical Specialist
7 days ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeCompany OverviewThe Medicines and Healthcare Products Regulatory Agency is a leading organization in the field of medical regulation, working to protect public health through the effective regulation of medicines and medical devices.About the RoleWe are currently seeking a Regulatory Medical Specialist to join our team within the Safety and Surveillance...
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Regulatory Assurance Officer
7 days ago
London, Greater London, United Kingdom Care Outlook Ltd Full timeCare Outlook Ltd is a reputable home care provider offering a rewarding opportunity for a Regulatory Assurance Officer. In this role, you will be responsible for ensuring that medication administration meets regulatory standards and company policies.Job Description:Ensure compliance with medication administration regulations.Monitor medication administration...
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Cyber Security Monitoring Professional
4 weeks ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeJob SummaryWe have an exciting opportunity for a Cyber Security Monitoring Professional to join our Digital and Technology group at the Medicines and Healthcare Products Regulatory Agency.This is a full-time position based in the UK, requiring a minimum of 40% on-site work to facilitate collaboration and interaction with stakeholders. The role involves...
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Regulatory Affairs Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...
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Compliance Conduct Officer
7 days ago
London, Greater London, United Kingdom YouLend Limited Full timeAbout YouLend LimitedJoin Our TeamWe are looking for a talented Compliance Conduct Officer to join our team in Central London. As a key member of our Compliance function, you will play a critical role in implementing an effective Compliance Monitoring and Testing Programme.Key ResponsibilitiesThis includes providing oversight of policies, frameworks, tools,...
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Compliance Officer
7 days ago
London, Greater London, United Kingdom Intesa Sanpaolo Group Full timeAbout the RoleThe Intesa Sanpaolo Group is seeking a highly skilled Compliance Officer to support the London Branch Regulatory Compliance Department.This is a demanding role that requires strong organizational skills, attention to detail, and excellent communication abilities. As a Compliance Officer, you will be responsible for managing ad hoc requests from...