Regulatory Monitoring Officer

About UsStarling Bank is a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We're a bank, but better: fairer, easier to use and designed to demystify money for everyone.As a Senior Regulatory Monitoring Officer, you will be responsible for providing second line of defence (2LoD) regulatory compliance oversight...

About the RoleFinitas is looking for a seasoned Compliance Monitoring Officer to bolster their compliance function in their Lloyd's broker office.The ideal candidate will have extensive experience in compliance monitoring and assurance, with a strong understanding of regulatory frameworks, particularly the FCA and Lloyd's Minimum Standards.Responsibilities...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

About the Job:Vixio Regulatory Intelligence is looking for a seasoned Regulatory Expert to develop its premium technical compliance intelligence solution.The successful candidate will lead the creation of a cutting-edge technical compliance intelligence solution, expanding Vixio's coverage of legal and regulatory requirements for gambling operators and...

About the RoleMiryco Consultants Ltd is currently seeking a Compliance Monitoring Analyst to join their team in London. The ideal candidate will have 1+ years' experience in compliance monitoring within insurance.Key Responsibilities:Work with senior staff to develop and maintain the Compliance Monitoring Framework and Plan.Conducting thematic reviews to...

About the RoleWe are seeking an experienced Regulatory Affairs professional to join our team as a Regulatory Affairs Manager. As a key member of our regulatory affairs team, you will play a critical role in ensuring that our products comply with all relevant regulations and legislation.Your primary responsibility will be to develop and implement regulatory...

About the RoleWe are seeking a skilled Compliance Monitoring and Testing Associate to join our team at AXA XL. As a key member of our compliance function, you will play a vital role in providing assurance that regulatory compliance controls are operating effectively.This is an excellent opportunity for someone who has experience working within risk and...

About the Role:Miryco Consultants Ltd are working with a leading London Specialty Insurance Broker to find a high-calibre Compliance Monitoring Analyst. The successful candidate will be responsible for undertaking compliance monitoring activities across broker's regulated firms in line with the Compliance monitoring plan.Responsibilities:* Develop and...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Nicholas Howard Ltd is looking for a highly skilled Regulatory Affairs Officer to fill the role of Senior Compliance Officer in their specialist FCA regulated mortgage lending client. This position presents a fantastic opportunity to grow your career in a dynamic and supportive work environment.The ideal candidate will possess strong experience in...

Job Opportunity:We are looking for an experienced compliance professional to lead our global Financial Crime, Regulatory Monitoring and Investigations team.The Regulatory Monitoring and Investigations Head will be responsible for overseeing the team's performance and output, ensuring compliance with key areas of financial crime, including AML/CTF regimes and...

**Regulatory Compliance Officer Job Summary:**We are seeking a highly skilled Regulatory Compliance Officer to join our London team. As a key member of our compliance department, you will play a vital role in ensuring that our clients' activities are in line with relevant laws and regulations.As a Regulatory Compliance Officer, you will be responsible for...

Buckden Partners is seeking a Regulatory Affairs Officer to join our team. With an estimated salary of £60,000 per annum, this role offers the opportunity to work with a forward-thinking organization and make a significant impact on our risk management efforts.Regulatory Compliance:Monitor compliance with laws, regulations, and internal policies, staying...

Job Title: Regulatory Compliance OfficerWe are seeking a highly motivated Regulatory Compliance Officer to join our team at Clifton Ingram LLP Solicitors. As a leading firm in the legal sector, we are committed to delivering high-quality services to our clients while maintaining the highest standards of compliance.The successful candidate will be responsible...

Job Description: Regulatory Compliance Officer plays a critical role in ensuring that our company adheres to regulatory requirements and maintains a high level of quality control. This role requires strong analytical skills and attention to detail.Responsibilities:Analyze data to identify trends and areas for improvement.Develop and implement regulatory...

Care Outlook Ltd is a reputable home care provider offering a rewarding opportunity for a Regulatory Assurance Officer. In this role, you will be responsible for ensuring that medication administration meets regulatory standards and company policies.Job Description:Ensure compliance with medication administration regulations.Monitor medication administration...

Role OverviewWe are seeking an experienced Regulatory Monitoring Lead - Investment Bank to join our team at Michael Page (UK). This is a senior role that requires a deep understanding of regulatory requirements and financial markets.The successful candidate will have a strong background in compliance, risk management, and audit. They will be responsible for...

About YouLend LimitedJoin Our TeamWe are looking for a talented Compliance Conduct Officer to join our team in Central London. As a key member of our Compliance function, you will play a critical role in implementing an effective Compliance Monitoring and Testing Programme.Key ResponsibilitiesThis includes providing oversight of policies, frameworks, tools,...

Job DescriptionThe Regulatory Affairs Officer will be responsible for ensuring that all technology-related activities and processes comply with internal policies, industry standards, and regulatory requirements.This role will involve working closely with key governance leaders, internal technology teams, and compliance/audit departments to manage compliance...

Lloyd's broker seeks an experienced Compliance Monitoring Officer to join their team.The successful candidate will be responsible for developing a robust compliance framework and identifying potential risks, working closely with both the UK and international offices. They will also support and advise the 1st LOD on compliance findings and collaborate with...