Conduct Risk Associate

Market Abuse Investigations, Associates Market Conduct, Secondary Market Oversight (SMO) The Roles The FCA is responsible for investigating and prosecuting insider dealing and market manipulation. These roles are in teams that assess and investigate allegations of criminal and civil market abuse offences, with a focus on equity insider dealing, and all...

About the RoleThis is an exciting opportunity to join our team as a Conduct Risk Associate Leader and contribute to shaping the future of conduct risk management in NatWest Markets.You will be responsible for providing regulatory and technical support and advice to senior management, analyzing and understanding complex information to draw sound conclusions,...

Marks Sattin (UK) Ltd is a leading financial institution based in London, and we are currently seeking an experienced Ethics and Compliance Officer to join our team.The estimated salary for this role is around £100,000 - £160,000 per annum, depending on experience.The successful candidate will have a strong understanding of regulatory requirements and...

I am currently recruiting for an experienced Conduct Risk individual for a well established insurance client in London on a hybrid basis. The role requires someone who has completed value assessments, looked at GLR's, consumer duty, GAP analysis etc The role is a great opportunity to join a growing team at a successful business with great benefits

Kroo Bank Ltd is seeking a talented Conduct Risk Officer to join its Compliance Department. In this role, you will play a critical part in ensuring that the organization's business practices align with regulatory requirements and minimize conduct-related risks.Your key responsibilities will include:Conduct risk assessment: Identify and assess conduct-related...

**Flexible Work Eligible**: Flexible Work Schedule **DISCOVER your opportunity** **Conduct Risk Officer** You would be responsible for Consumer products (onboarding and annual product reviews) as well as various committee packs and highlighting any products where there is potential customer harm. You will be liaising with multiple stakeholders, such as...

Conduct Risk Analysts - Managers My consulting client is looking to secure new Conduct risk Analysts up to Managers to join their Conduct risk department. The consultancy conduct risk department is accountable for supporting the management of conduct risk within the firm. Providing guidance,support and assurance to senior management. The role itself...

Cyber Resilience Director Job DescriptionThe Financial Conduct Authority seeks an accomplished Cyber Resilience Director to spearhead its incident response efforts, develop strategic partnerships, and drive regulatory policy initiatives.About the RoleLeads the FCA's response to operational incidents through ARF, ensuring effective collaboration with PRA,...

Job Summary:About the RoleThis is a key opportunity to join NatWest as a Senior Compliance Associate in Policy, Oversight & Governance. As part of this role, you will be supporting executives in ensuring that the business strategy for relevant business units is consistent with and supports an effective regulatory framework.You will also be supporting...

**Job Overview:** NatWest Markets is seeking a seasoned Conduct Risk Associate to join our team. This role will be based in the Capital Markets division.The ideal candidate will have strong experience in banking and regulated firms, particularly in conduct risk environments. They should possess a broad understanding of products, services, and regulations...

Audit & Risk Recruitment is mandated by a top 10 professional services firm to recruit for an Associate Director to join their Internal Audit team servicing commercial clients. Experience in infrastructure, energy and other 'heavy' sectors highly desirable. To be considered for this opportunity you will need: Internal audit and internal controls...

Audit & Risk Recruitment is mandated by a top 10 professional services firm to recruit for an Associate Director to join their Internal Audit team servicing commercial clients. Experience in infrastructure, energy and other 'heavy' sectors highly desirable. To be considered for this opportunity you will need: Internal audit and internal controls...

Kind Consultancy is working with a leading global insurance business which is currently seeking a Senior Conduct Risk Analyst to join their London office in a permanent position paying circa £55,000, with a hybrid work model requiring 2 days per-week in-office.The organisation is a major insurance brand utilising a global platform with a speciality risk...

Role: Lead Associate, Risk Responsive Deep Dive Team, Risk and Compliance Oversight Division Background At the FCA, we’re creating a fair and more resilient financial system. We’re establishing more transparent relationships between financial services and their customers, building trust in financial markets and protecting vulnerable consumers. The...

About UsTokio Marine HCC is a global leader in the insurance industry, with a reputation for excellence and innovation. Our company values include empowering our people, delivering on our commitments, and growing by providing creative and innovative solutions to our clients.Job PurposeThe purpose of this role is to assist in managing the Conduct Risk...

About the RoleWe are seeking a highly experienced Senior Conduct Risk Specialist to join our team at NatWest Group. In this role, you will be responsible for leading regulatory compliance and conducting insightful oversight and challenge.You will provide expert support, advice, and market intelligence (MI) to leaders and the business on risk management,...

About Northern TrustNorthern Trust is a globally recognized financial institution that has been serving its clients for over 130 years. Our company is built on a foundation of service, expertise, and integrity, which guides everything we do.Job DescriptionWe are seeking an experienced professional to join our International Financial Crime Compliance team as...

What does this job involve? The Assurance team is focused on delivering a programme of assurance and you will lead small teams to produce evidenced based work of a high standard, identifying specific findings, root causes and common themes. By doing so, you will provide credible assurance to senior management that risks are being appropriately managed...

The Role We are looking for risk professionals to join our Financial Resilience Department (FRD) here at the FCA. FRD’s mission is to provide high quality prudential financial analysis expertise across the firms we prudentially regulate, and to support the FCA more broadly, into meeting its objectives. The Financial Resilience Department supports the FCA...

This is your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS,...