Conduct Risk and Ethics Expert
7 days ago
Northern Trust is a globally recognized financial institution that has been serving its clients for over 130 years. Our company is built on a foundation of service, expertise, and integrity, which guides everything we do.
Job DescriptionWe are seeking an experienced professional to join our International Financial Crime Compliance team as a Conduct Risk and Ethics Expert. The successful candidate will report directly to the EMEA Head of ABC, Corporate Fraud and Ethics and will be responsible for supporting the development and oversight of our Conduct Risk Framework and day-to-day operations of the Ethics and Anti-Bribery and Corruption programme.
Key Responsibilities- Ensure compliance with regulatory requirements and guidance in areas such as conflict of interest, gifts and entertainment, and personal account dealing activity.
- Collaborate with other departments to identify and mitigate risks associated with Conduct Risk, Ethics, and Anti-Bribery.
- Provide advice and guidance to business partners, including senior management, on compliance with applicable laws, rules, and standards.
- Advanced knowledge of Conduct Risk, Ethics, and Anti-Bribery.
- Proven experience in compliance, auditing, and regulatory matters.
- Strong analytical and problem-solving skills.
- Ability to work collaboratively with cross-functional teams.
- A dynamic and inclusive work environment.
- Ongoing opportunities for career growth and development.
- A commitment to diversity, equity, and inclusion.
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Compliance and Conduct Risk Expert
1 month ago
London, Greater London, United Kingdom Kroo Ltd Full timeUnlock Your Potential as a Compliance and Conduct Risk ExpertWe are seeking a skilled Regulatory Affairs Specialist to join our team at Kroo Ltd.About UsKroo Ltd is a pioneering neobank dedicated to helping people take control of their financial future while making a positive impact on the planet. Our mission-driven approach has earned us recognition as a...
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Conduct Risk Specialist
7 days ago
London, Greater London, United Kingdom Northern Trust Full timeAt Northern Trust, we're dedicated to helping our clients achieve their financial goals. As a leading financial institution, we've built a reputation for innovation, expertise, and integrity. This role plays a critical part in our Anti-Bribery and Corruption program, supporting the development and oversight of the Conduct Risk Framework.You'll work closely...
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Conduct Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Kroo Ltd Full timeJob Summary:We are looking for an experienced Conduct Risk Specialist to support our second-line team across all conduct-related aspects. You will advise the business on conduct risk for products, communications, and customer interactions, ensuring fair treatment, ethical practices, and meeting the requirements of Consumer Duty standards.The successful...
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Conduct Risk Assurance Officer
4 weeks ago
London, Greater London, United Kingdom Kroo Bank Ltd Full timeKroo Bank Ltd seeks a skilled Conduct Risk & Assurance Compliance Officer to join its team. This role will play a key part in ensuring that the neobank's business practices meet regulatory obligations and minimise risk.The successful candidate will advise the business on conduct risk for products, communications, and customer interactions, ensuring fair...
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Conduct Risk Expert
2 weeks ago
London, Greater London, United Kingdom Munich Re Full timeJob OverviewMunich Re Specialty Group seeks a highly skilled Regulatory Compliance Professional to support the Conduct Risk Team in ensuring compliance with regulatory requirements. The successful candidate will be responsible for developing and implementing Consumer Duty processes across all entities, maintaining product catalogues, and overseeing product...
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Conduct Risk Management Leader
7 days ago
London, Greater London, United Kingdom Marks Sattin Full timeRole OverviewMarks Sattin is seeking a seasoned Conduct Risk Management Leader to join our corporate bank in London. This position plays a crucial role in ensuring the bank's adherence to conduct risk requirements, upholding the highest standards of ethical behavior, and maintaining regulatory compliance.The successful candidate will be responsible for...
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Conduct Risk Specialist
7 days ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob OverviewCitigroup Inc. is seeking a highly skilled Conduct Risk Specialist to join its team in London.Job DescriptionThe successful candidate will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rules, or regulatory expectations. This includes maintaining risk levels within...
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Global Conduct Risk Specialist
2 days ago
London, Greater London, United Kingdom Northern Trust Full timeJob Summary:We are seeking an experienced Global Conduct Risk Specialist to join our team at Northern Trust. As a key member of our International Financial Crime Compliance department, you will play a critical role in the development and implementation of our Conduct Risk Framework.Your responsibilities will include reviewing potential conflicts of interest,...
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Compliance and Ethics Expert
1 week ago
London, Greater London, United Kingdom CDW UK Full timeCome and work with us at CDW UK as a Compliance and Ethics Expert. We are looking for an exceptional individual who can track changes in regulations and laws, analysing their impact on our products, technologies, and supply chain.This is a fantastic opportunity to utilise your skills in developing a scalable framework for compliance arrangements, relying on...
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Financial Conduct Authority Risk Manager
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCyber Resilience Director Job DescriptionThe Financial Conduct Authority seeks an accomplished Cyber Resilience Director to spearhead its incident response efforts, develop strategic partnerships, and drive regulatory policy initiatives.About the RoleLeads the FCA's response to operational incidents through ARF, ensuring effective collaboration with PRA,...
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Risk Mitigation Expert
7 days ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeRole SummaryWe're looking for a Risk Mitigation Expert to join our Business Services team. As a Risk Mitigation Expert, you will use your expertise in data analysis to investigate suspicious behavior and provide actionable insights to our customers.About the Team
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Risk Management Specialist
7 days ago
London, Greater London, United Kingdom Kroo Ltd Full timeJoin Our Team as a Conduct Risk and Compliance OfficerKroo Ltd is a dynamic neobank looking for a seasoned compliance professional to support our second-line team across all conduct-related aspects.Job DescriptionYou will advise the business on conduct risk for products, communications, and customer interactions, ensuring fair treatment, ethical practices,...
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Senior Internal Auditor
1 month ago
London, Greater London, United Kingdom Audit, Integrity and Risk Branch Full timeJob Description:As a Senior Internal Auditor with the Audit, Integrity and Risk Branch, you will be responsible for conducting independent and objective internal audits to evaluate and improve the effectiveness of risk management, control, and governance processes.Key Responsibilities:Undertake internal audits to evaluate the effectiveness of risk...
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Conduct Risk Specialist Expert
2 days ago
London, Greater London, United Kingdom Arthur Recruitment Full timeJob SummaryWe are seeking an experienced Conduct Risk Specialist to join our team in London. This role is responsible for ensuring the compliance of our business operations with regulatory requirements.Key Responsibilities:Evaluating and mitigating conduct risks within our organizationDeveloping and implementing effective risk management...
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IT Risk Management Expert
3 days ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeJob DescriptionWe are seeking a highly skilled IT Risk Management Expert to join our team at Audit & Risk Recruitment. The successful candidate will be responsible for identifying, assessing, and mitigating IT-related risks within the organisation.This role involves developing and implementing effective risk management strategies, ensuring robust internal...
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Risk Modelling Expert
2 days ago
London, Greater London, United Kingdom The Emerald Group Full timeRisk Modelling Expert RoleThe Emerald Group is seeking a Risk Modelling Expert to join their Risk Analytics team in London. As a Risk Modelling Expert, you will be responsible for providing comprehensive and thoughtful modelling output to key stakeholders throughout the pricing process. You will also undertake internal and external reporting activities for...
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Risk and Conduct Analyst
2 days ago
London, Greater London, United Kingdom Munich Re Full timeWe are committed to fostering a culture of innovation and excellence at Munich Re. As a Sanctions and Financial Crime Analyst, you will play a critical role in helping us achieve this goal.Key Responsibilities:Monitoring regulatory updates and ensuring compliance with relevant laws and regulations.Providing expert advice to the business on sanctions, export...
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Product Development Expert
1 month ago
London, Greater London, United Kingdom Internetwork Expert Full timeAt Internetwork Expert, we are seeking a highly skilled and experienced Product Development Expert to join our team. This is a fantastic opportunity for a garment technologist to leverage their expertise in creating high-quality, responsibly sourced, and affordably priced products tailored for pregnant women and mothers.About the RoleWe are looking for an...
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Senior Conduct Risk Specialist
4 days ago
London, Greater London, United Kingdom NatWest Group Full timeAbout the RoleWe are seeking a highly experienced Senior Conduct Risk Specialist to join our team at NatWest Group. In this role, you will be responsible for leading regulatory compliance and conducting insightful oversight and challenge.You will provide expert support, advice, and market intelligence (MI) to leaders and the business on risk management,...
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Head of Risk and Ethics
1 week ago
London, Greater London, United Kingdom Graff Search Full timeGraff Search is seeking an experienced Head of Risk and Ethics to join their team in London. In this challenging and rewarding role, you will be responsible for managing the global business's compliance and risk function, as well as ethics and other related areas.The ideal candidate will have hands-on experience in running and managing governance frameworks,...