Compliance and Conduct Risk Expert

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

About the RoleWe are seeking a highly skilled Compliance Lead to join our team at NatWest Markets.In this role, you will be responsible for leading regulatory compliance and conduct insight, oversight, and challenge.You will provide expert support, advice, MI, and escalation to leaders and the business on risk management.The ideal candidate will have strong...

Fire Risk Assessor Job DescriptionWe are seeking a highly skilled Fire Risk Assessor to join our team at Marlowe Software, Risk and Compliance. As a Fire Risk Assessor, you will be responsible for conducting fire risk assessments and providing expert advice to our clients on fire safety and risk management.Key Responsibilities:Conduct fire risk assessments...

We are seeking a highly skilled Financial Conduct Risk Manager to join our team at Compliance Professionals. This is an exciting opportunity for someone with extensive experience in market surveillance, who is passionate about ensuring the integrity of financial markets.The ideal candidate will be able to work independently and as part of a team, analyzing...

Job DescriptionWe are looking for a highly experienced Financial Conduct Authority Compliance Expert to join our team as a Senior Compliance Monitoring Manager. In this role, you will be responsible for providing expert regulatory oversight across Equifax, focusing on compliance with FCA requirements.You will work closely with key stakeholders, including...

Risk Oversight and Regulatory ChallengeAs a Conduct Risk Specialist at NatWest Markets, you will be responsible for leading regulatory compliance and conduct insight, oversight, and challenge.Your Key Responsibilities:Providing expert support, advice, and analysis to leaders and the business on risk management.Owning stakeholder relationships to ensure an...

Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

Kroo Bank Ltd strives to be the first bank that is both trusted and loved by its customers. We're helping people take control of their financial future and achieve their goals, whilst making a positive impact on the planet. As a company, we act with integrity, transparency, and honesty. We think big, dream big, and relentlessly pursue our goals. We like to...

Job SummaryWe are seeking a highly skilled Senior Risk and Compliance Analyst to join our AJ Fox Compliance team. This is an exciting opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including Anti-Money Laundering (AML) and conflicts management.The ideal candidate will have a...

We are seeking an experienced Compliance professional to lead our global Compliance function at Compliance Wise, a leading international law and professional services firm. This is an exciting opportunity for an accomplished compliance expert with a background in the legal and/or professional services sector to shape our risk management strategy and drive...

About the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

Fire Risk Assessment ExpertWe are seeking a highly skilled Fire Risk Assessment Expert to join our team at Marlowe Software, Risk and Compliance. As a Fire Risk Assessment Expert, you will be responsible for conducting comprehensive fire risk assessments for residential and commercial properties.Key Responsibilities:Conduct fire risk assessments for...

Job DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...

Key ResponsibilitiesConduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.Review conflict checks and manage queries from the Compliance team...

Miryco Consultants Ltd is seeking a Conduct Risk Manager to join their team at one of the top Lloyd's of London insurers. This is an exceptional opportunity to collaborate with a highly commercial and pragmatic company, as well as work alongside respected Compliance professionals in the market.Key Responsibilities:Develop and maintain Conduct Risk and...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleKroo Bank Ltd is seeking a highly skilled Compliance and Conduct Risk Officer to join our team. As a key member of our Compliance Department, you will play a crucial role in ensuring the bank's compliance with regulatory requirements and consumer protection laws.Key ResponsibilitiesMonitor and report on adherence to Consumer Duty principles,...

Job Title: Senior GRC ConsultantJoin HAAR Recruitment in this exciting opportunity to work as a Senior GRC Consultant. As a key member of our team, you will play a crucial role in helping our clients navigate the complex world of Governance, Risk and Compliance.Job SummaryWe are seeking an experienced Senior GRC Consultant to join our team. The successful...

We are looking for a skilled Risk and Compliance Analyst to support our team at AJ Fox Compliance in ensuring compliance with relevant regulations. This is a hybrid role with three days based in the office and two days working from home.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of...