Conduct Risk Associate Leader
3 weeks ago
This is an exciting opportunity to join our team as a Conduct Risk Associate Leader and contribute to shaping the future of conduct risk management in NatWest Markets.
You will be responsible for providing regulatory and technical support and advice to senior management, analyzing and understanding complex information to draw sound conclusions, and challenging stakeholders to reach agreed positions.
Key requirements include:
- Experience in banking and regulated firms in the compliance and conduct risk environment
- Broad knowledge of financial markets products, services, and regulations
- Strong analytical and communication skills
A competitive salary of £80,000 - £100,000 per annum, depending on experience, is offered for this role. The company values work-life balance and offers flexible working arrangements, professional development opportunities, and a comprehensive benefits package.
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Compliance Leader
3 weeks ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeAbout the Role:We are seeking a highly experienced Compliance Leader - Conduct Risk to join our team at Miryco Consultants Ltd. As a key member of our team, you will be responsible for leading our Conduct Risk and Consumer Duty frameworks, managing our Conduct and Complaints team, and ensuring adherence to Lloyd's and FCA regulatory requirements.Company...
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Conduct Risk Management Leader
4 weeks ago
London, Greater London, United Kingdom Marks Sattin Full timeRole OverviewMarks Sattin is seeking a seasoned Conduct Risk Management Leader to join our corporate bank in London. This position plays a crucial role in ensuring the bank's adherence to conduct risk requirements, upholding the highest standards of ethical behavior, and maintaining regulatory compliance.The successful candidate will be responsible for...
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Senior Conduct Risk Specialist
3 weeks ago
London, Greater London, United Kingdom NatWest Group Full timeAbout the RoleWe are seeking a highly experienced Senior Conduct Risk Specialist to join our team at NatWest Group. In this role, you will be responsible for leading regulatory compliance and conducting insightful oversight and challenge.You will provide expert support, advice, and market intelligence (MI) to leaders and the business on risk management,...
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Conduct Risk Officer
4 weeks ago
London, Greater London, United Kingdom Kroo Bank Ltd Full timeKroo Bank Ltd is seeking a talented Conduct Risk Officer to join its Compliance Department. In this role, you will play a critical part in ensuring that the organization's business practices align with regulatory requirements and minimize conduct-related risks.Your key responsibilities will include:Conduct risk assessment: Identify and assess conduct-related...
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Risk Management Professional
4 weeks ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeRisk Management OpportunityLexisNexis Risk Solutions is seeking a skilled Risk Management Professional to join our team as a Data/Fraud Analyst.In this role, you will play a critical part in identifying and mitigating risks associated with fraudulent activities.The successful candidate will have a deep understanding of data analysis techniques and tools,...
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Conduct Risk Expert
4 weeks ago
London, Greater London, United Kingdom Munich Re Full timeJob OverviewMunich Re Specialty Group seeks a highly skilled Regulatory Compliance Professional to support the Conduct Risk Team in ensuring compliance with regulatory requirements. The successful candidate will be responsible for developing and implementing Consumer Duty processes across all entities, maintaining product catalogues, and overseeing product...
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Financial Conduct Authority Risk Manager
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCyber Resilience Director Job DescriptionThe Financial Conduct Authority seeks an accomplished Cyber Resilience Director to spearhead its incident response efforts, develop strategic partnerships, and drive regulatory policy initiatives.About the RoleLeads the FCA's response to operational incidents through ARF, ensuring effective collaboration with PRA,...
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Conduct Risk Specialist
3 weeks ago
London, Greater London, United Kingdom NatWest Group Full timeJob Summary:About the RoleThis is a key opportunity to join NatWest as a Senior Compliance Associate in Policy, Oversight & Governance. As part of this role, you will be supporting executives in ensuring that the business strategy for relevant business units is consistent with and supports an effective regulatory framework.You will also be supporting...
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Conduct Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeAt Northern Trust, we're dedicated to helping our clients achieve their financial goals. As a leading financial institution, we've built a reputation for innovation, expertise, and integrity. This role plays a critical part in our Anti-Bribery and Corruption program, supporting the development and oversight of the Conduct Risk Framework.You'll work closely...
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Senior Risk Management Leader
3 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeJob OverviewAudit & Risk Recruitment is mandated by a top 10 professional services firm to recruit for an Associate Director to join their Internal Audit team servicing commercial clients.The successful candidate will have experience in infrastructure, energy and other 'heavy' sectors.To be considered for this opportunity you will need:Internal audit and...
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Conduct Risk and Ethics Expert
4 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern TrustNorthern Trust is a globally recognized financial institution that has been serving its clients for over 130 years. Our company is built on a foundation of service, expertise, and integrity, which guides everything we do.Job DescriptionWe are seeking an experienced professional to join our International Financial Crime Compliance team as...
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Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeJob OverviewWe are seeking an experienced Risk Management Specialist to join our team at LexisNexis Risk Solutions. As a Risk Management Specialist, you will be responsible for managing risk across multiple projects and providing strategic guidance to project managers.Responsibilities:Identifying and mitigating risks associated with project...
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Conduct Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob OverviewCitigroup Inc. is seeking a highly skilled Conduct Risk Specialist to join its team in London.Job DescriptionThe successful candidate will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rules, or regulatory expectations. This includes maintaining risk levels within...
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Conduct Risk Professional
1 week ago
London, Greater London, United Kingdom Arthur Recruitment Full timeRisk Management ExpertiseWe are seeking a seasoned Conduct Risk Specialist to join our Conduct and Complaints function at a leading Lloyds MGA in London. This hybrid role offers an excellent opportunity for career advancement.Key Responsibilities:Conduct thorough risk assessments, identifying potential conduct risks, and implementing mitigation...
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Conduct Risk Specialist
2 months ago
London, Greater London, United Kingdom Kroo Ltd Full timeJob Summary:We are looking for an experienced Conduct Risk Specialist to support our second-line team across all conduct-related aspects. You will advise the business on conduct risk for products, communications, and customer interactions, ensuring fair treatment, ethical practices, and meeting the requirements of Consumer Duty standards.The successful...
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Conduct Risk Manager
1 week ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob DescriptionCitigroup Inc. is seeking a highly skilled Compliance Conduct Risk Officer to join our team in London. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rules, or regulatory...
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Regulatory Compliance Officer
1 week ago
London, Greater London, United Kingdom Kroo Ltd Full timeKroo Ltd is a leader in the fintech industry, focused on delivering innovative financial solutions while ensuring robust compliance and regulatory risk management. We're seeking an experienced Compliance & Regulatory Risk Consultant to join our team in Central London.As a key member of our Compliance Department, you'll be responsible for advising the...
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Senior Conduct Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Marks Sattin Full timeMarks Sattin's corporate bank is hiring a Senior Conduct Risk Specialist to support our Conduct Risk team.This is a full-time position based in London, with an estimated annual salary of £90,000 - £140,000, depending on experience. As a Senior Conduct Risk Specialist, you will assist in the development, implementation, and oversight of the conduct risk...
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Risk Analytics Specialist
3 weeks ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeAbout the Role: As a Risk Analytics Specialist at LexisNexis Risk Solutions, you will be part of a team using global data from the largest real-time fraud detection platform to optimize solutions for our enterprise customers. Your experience with data analysis will help investigate suspicious behavior, providing new insights that lead to immediate real-world...
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Conduct Risk Management Lead
4 weeks ago
London, Greater London, United Kingdom Iwoca Full timeAbout the RoleThe Regulatory Conduct Compliance Specialist will be responsible for developing, implementing, and maintaining a conduct risk framework tailored to unregulated SME lending activities, aligned with LSB principles. You will identify, assess, and monitor conduct risks, ensuring effective management within our risk appetite and in accordance with...