Associate, Market Conduct Enquiries

The Role There are few jobs where you can make a real difference to the 2 million people who work in the UK Financial Services industry, the 40 million consumers of financial products and the stability of our economy as a whole. From regulating Consumer Credit to driving action on Foreign Exchange manipulation or helping strengthen accountability in the...

Join us as a Conduct & Compliance Associate in NatWest MarketsWell look to you to lead regulatory compliance and conduct insight, oversight and challengeYoull be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure theres an...

The Financial Conduct Authority is a Disability Confident Employer, committed to achieving greater diversity across all levels of the organisation. We welcome applications from women, minority ethnic, disabled, and neurodivergent candidates for our Regulatory Oversight Manager role.As a key member of our Consumer Finance division, you will play a critical...

Senior Fixed Income Market Abuse Specialist Location London / Leeds / Edinburgh Salary National ranging £54,600 - £68,300 and London £60,000 - £75,000 Background At the FCA, we are creating a fair and more resilient financial system. We are establishing more transparent relationships between financial services and their customers, building trust in...

Join us as a Conduct & Compliance Associate in NatWest Markets We’ll look to you to lead regulatory compliance and conduct insight, oversight and challenge You’ll be providing expert support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you own stakeholder relationships to...

Join us as a Conduct & Compliance Associate in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou’ll be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure...

Join us as a Conduct & Compliance Associate in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou’ll be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure...

Join us as a Conduct & Compliance Associate in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou’ll be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure...

Join us as a Conduct & Compliance Associate in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou’ll be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure...

Lead Policy Analysis - Markets (Crypto) Associate **Salary**: National - ranging from £55,600 to £84,900 per annum and London - ranging from £59,800 to £94,300 per annum The team/ department Economics is at the heart of what the FCA does. Economic thinking and analyses inform our regulatory decisions and shape how we tackle some of the biggest issues...

About the RoleThis is an exciting opportunity to join our team as a Conduct Risk Associate Leader and contribute to shaping the future of conduct risk management in NatWest Markets.You will be responsible for providing regulatory and technical support and advice to senior management, analyzing and understanding complex information to draw sound conclusions,...

Market Intermediaries Supervisor **Salary**: London ranging from £44,900 to £51,000 - Are you looking for an exciting opportunity to play a key role in a team that works at the heart of corporate finance and capital markets activity in London?_ The team/department The UK is a global centre for the primary issuance of securities and tradable financial...

About the RoleWe are looking for a talented Conduct Risk Associate to join our Policy, Oversight & Governance team at NatWest Markets. In this role, you will play a crucial part in supporting executives in ensuring that the business strategy for the relevant business units is consistent with and supports an effective regulatory framework.The ideal candidate...

Job DescriptionMarex Group plc is a leading global financial services provider seeking a skilled Market Conduct Advisor to join our team. The successful candidate will be responsible for delivering second-line oversight of the Listed Derivatives Business activities across the Marex Group, ensuring we remain within stated risk appetites, maintain good conduct...

Key ResponsibilitiesThe Senior Financial Conduct Authority Advisor will be responsible for heading up the strategic analysis of incidents in prioritised firms arising from cyber-attack or technology disruption. They will also undertake peer comparison and analysis of the maturity of firms' technology and cyber environment in relation to other firms in the...

Market Data Infrastructure Supervision (MDIS) is a specialist supervision team within the Secondary Market Oversight (SMO) department.- MDIS is responsible for oversight of market data infrastructure providers such as Trade Repositories (TRs), Securitisation Repositories (SRs) and Data Reporting Service Providers (DRSPs) which include Approved Publication...

Primary Markets Data Publishing Associate **Salary**: London from £56,400 - £70,000 per annum Are you interested in joining a team that will help ensure transparency in primary markets? The team/ department The role sits within a small team that provides support to the Market Oversight (MO) Directorate. This team helps identify and deliver technical...

The Role The Insurance Retail Department supervises all of the UK's retail insurance providers, from high street intermediaries to large multi-nationals. We are looking for a Senior Associate to join the department working in our Retail Insurers Team. You'll play an integral role in supervising some of the largest insurers in the market including in...

The Role The Financial Conduct Authority (FCA) are currently recruiting for Senior Associate's to join the Trading Policy team. What does the role involve? What are the key responsibilities? The team is responsible for delivering the Wholesale Markets Review, the review of UK wholesale financial markets we have been conducting with the Treasury. The WMR...

Lead Trading Policy Associate Location London / Leeds / Edinburgh Salary National ranging £57,600 - £70,000 and London £63,300 - £75,000 - Are you interested in joining a team that will help shape and deliver the future of wholesale financial markets in the UK?_ The team/department The Market Intervention - Trading Venues department is at the heart...