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Compliance Administrator
2 months ago
NJR Recruitment is seeking a Junior Compliance Administrator to join a leading Independent Wealth Management Advisory firm based in York.
The successful candidate will provide administrative support to the Compliance Manager, ensuring the preparation of advice for clients is of the highest quality and delivered efficiently.
Key Responsibilities- Checking files for compliance
- Staying up-to-date with FCA changes
- Providing feedback to IFAs
- Working closely with the Compliance Manager
- General office administration tasks
- 21 Days Holiday + Bank Holidays
- Excellent progression and development opportunities
- Study support
- Death in Service x 4
- Private Health Insurance
- Share Incentives
- Cycle to work scheme
- Finance or maths related degree
- Genuine interest in a career in financial planning
- Level 4 qualifications
- Excellent Microsoft and Excel skills
- Solid communication and interpersonal skills
We are looking for a candidate with a can-do attitude, a good eye for detail, and the ability to build strong relationships and display professionalism at all times.
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