Regulatory Risk Management Professional

1 day ago


Cardiff, Cardiff, United Kingdom Starling Bank Full time

Starling Bank is seeking a Regulatory Risk Management Professional to join their team. This role will involve providing second line of defence (2LoD) regulatory compliance oversight over 1LoD / business teams, ensuring they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks.

The estimated salary for this position is £55,000 - £75,000 per annum, depending on experience. Benefits include 25 days holiday, an extra day's holiday for your birthday, annual leave increased with length of service, 16 hours paid volunteering time a year, and more.

Key Responsibilities:

  • Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate delivery of regulatory compliance and conduct related Oversight reviews and independent challenge is provided to Starling Bank's first line of defence (1LoD) / business teams.
  • Develop and maintain effective risk management frameworks and processes to ensure regulatory compliance and conduct risk mitigation.
  • Identify and assess potential risks and issues, and provide recommendations for mitigation or remediation.

Requirements:

  • Deep working knowledge of relevant laws, regulations, and industry best practices related to compliance, and financial services, including BCOBS, CONC, LSB, PSD2, SYSC and MCOBs (advantageous) etc.
  • Proven analytical skills and problem solving skills, with the ability to understand and interpret business knowledge.


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