Portfolio Governance and Compliance Specialist

3 weeks ago


London, Greater London, United Kingdom eFinancialCareers Full time

Overview

eFinancialCareers is seeking a skilled Portfolio Governance and Compliance Specialist to join our team. In this role, you will be responsible for reviewing and implementing guidelines and rules in our compliance system.

Primary Responsibilities:

  • Rule Implementation and Review
    • You will review and interpret client rules, guidelines, and regulations to determine how they should be coded in our compliance system.
    • Implement internal guidelines and controls for managed funds.
    • Code rules as part of broad, more complex projects.
  • Client Guidelines and Liaising
    • You will work with the Legal and Marketing groups to draft, review, and interpret rules, guidelines, and regulations for client accounts.
    • Participate in guideline negotiations.
  • Leadership and Direction
    • You will provide leadership and direction to your team, serving as a technical resource and subject matter expert in one or more areas.
    • Perform quality checks and verify the accuracy of work prepared by other associates.
    • Help assess and identify training needs.
    • Through good judgment and decision making, manage workflow to ensure tasks are completed in a timely manner.
    • Facilitate and/or chair internal meetings.
    • Serve as a positive role model and mentor for other associates.

Required Skills and Qualifications

  • A strong understanding of portfolio governance and compliance principles.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • Strong analytical and problem-solving skills.

Benefits

  • Competitive salary: $85,000 - $110,000 per year.
  • Ongoing training and development opportunities.
  • Opportunities for career advancement.

About eFinancialCareers


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