Portfolio Governance and Compliance Specialist
3 weeks ago
Overview
eFinancialCareers is seeking a skilled Portfolio Governance and Compliance Specialist to join our team. In this role, you will be responsible for reviewing and implementing guidelines and rules in our compliance system.
Primary Responsibilities:
- Rule Implementation and Review
- You will review and interpret client rules, guidelines, and regulations to determine how they should be coded in our compliance system.
- Implement internal guidelines and controls for managed funds.
- Code rules as part of broad, more complex projects.
- Client Guidelines and Liaising
- You will work with the Legal and Marketing groups to draft, review, and interpret rules, guidelines, and regulations for client accounts.
- Participate in guideline negotiations.
- Leadership and Direction
- You will provide leadership and direction to your team, serving as a technical resource and subject matter expert in one or more areas.
- Perform quality checks and verify the accuracy of work prepared by other associates.
- Help assess and identify training needs.
- Through good judgment and decision making, manage workflow to ensure tasks are completed in a timely manner.
- Facilitate and/or chair internal meetings.
- Serve as a positive role model and mentor for other associates.
Required Skills and Qualifications
- A strong understanding of portfolio governance and compliance principles.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Strong analytical and problem-solving skills.
Benefits
- Competitive salary: $85,000 - $110,000 per year.
- Ongoing training and development opportunities.
- Opportunities for career advancement.
About eFinancialCareers
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