Head of Regulatory Oversight

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

About Northern Trust: As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners,...

The FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...

Job Description:We are seeking a highly experienced Head of Regulatory Oversight to join our team at MERJE Ltd. in London.About the Role:This is an exciting opportunity for a seasoned professional to oversee compliance operations in a dynamic environment, ensuring that regulatory standards are maintained and a culture of compliance is fostered.Main...

About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with over 130 years of experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryThe EMEA Regulatory Risk Program & Portfolio Manager will oversee the portfolio of...

Career OpportunityWe're seeking a highly skilled Regulatory Oversight Professional to join our team. As a key member of our risk assurance function, you'll be responsible for overseeing systems and controls across our organization, ensuring compliance with regulatory requirements and industry best practices.You'll have a strong knowledge of UK financial...

About the RoleAt Quilter, we're seeking a skilled Regulatory Oversight Specialist to deliver regulatory oversight to appointed representative firms. As a key component in establishing an effective control function, you'll identify and resolve customer, regulatory, reputational, and operational risks.The ideal candidate will work with AR Principals to achieve...

We are looking for a highly skilled professional to fill the role of Head of Academic Oversight at SOAS, University of London. This is a challenging opportunity for someone with strong leadership and management skills to oversee the independent investigation of student cases.The successful candidate will have a proven track record in managing teams and will...

We are seeking a Regulatory Oversight Professional to join our esteemed client's team, bringing exceptional expertise in compliance management.Key Accountabilities:Collaborate closely with stakeholders to develop and implement effective compliance strategies.Foster strong relationships within the organization.Ensure that all investment products and processes...

Regulatory Oversight Management SpecialistAt BNY, we foster a culture of excellence, empowering our employees to grow and succeed. As a leading global financial services company, we touch nearly 75% of the world's investible assets. Our diverse team of over 50,000 employees brings innovative ideas and perspectives to the table, creating solutions that...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...

We are seeking a highly skilled Regulatory Oversight Management Lead to join our Markets team in London.This role is responsible for ensuring the effective assessment and understanding of CASS applicability of Markets products and services.The ideal candidate will have a detailed understanding of FCA CASS rules and client asset objectives, as well as...

We are looking for a Head of Academic Oversight to join our team at Coventry University Group. As a key member of our senior leadership team, you will be responsible for ensuring that our educational programs are delivered to the highest standards of quality and innovation.About the JobIn this role, you will be responsible for providing academic oversight...

About MarexMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging, and Investment Solutions...

About the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...

Regulatory Reporting Oversight RoleAs a key member of the Prudential Risk team at Metro Bank, you will be responsible for overseeing the preparation and submission of regulatory reports to various financial authorities. This involves reviewing internal processes, controls, and interpretations that are leveraged for regulatory reporting purposes.Key...

Head of Market Risk OversightWise is a global technology company, building the best way to move and manage money. Min fees. Max ease. Full speed.As part of our team, you will be helping us create a new network for the world's money. For everyone, everywhere.This is a hands-on role that will provide a fantastic opportunity to shape our approach to managing...

About Northern TrustAs a globally recognized financial institution with over 130 years of experience, Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking an EMEA Regulatory Risk Program & Portfolio Manager to join our Regulatory Risk &...

Compliance Professionals seek a seasoned professional for the role of Global Head of Regulatory Excellence. The ideal candidate will have demonstrated expertise in broking or prime broking and a deep understanding of regulatory frameworks.The position involves overseeing global regulatory relationships, providing advisory coverage to all business desks...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...