Regulatory Oversight and Compliance Manager

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

We are seeking a Regulatory Oversight Professional to join our esteemed client's team, bringing exceptional expertise in compliance management.Key Accountabilities:Collaborate closely with stakeholders to develop and implement effective compliance strategies.Foster strong relationships within the organization.Ensure that all investment products and processes...

Job Title: Regulatory Compliance ManagerJCR Talent is delighted to be partnering with an award-winning Retail Investments firm as they seek a Regulatory Compliance Manager.Key Responsibilities:Advising the business to develop investing products that meet regulatory requirements.Monitoring investment products and services to ensure compliance.Providing...

About the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...

The FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Company Overview:We are seeking a skilled Compliance Manager to join our team at a leading global commodities organisation. This role will play a crucial part in managing a small team and providing 4 days of on-site support.Key Responsibilities:Ensure adherence to all applicable regulatory obligations, particularly those of the FCA, LME, NFA, and CFTC.Stay...

Company OverviewThe UK Privacy, Risk and Compliance team at Equifax plays a pivotal role in ensuring the company adheres to regulatory requirements and industry standards. This team is responsible for providing expert guidance and support to various business units within Equifax.The Senior Compliance Monitoring Manager reports directly to the Compliance...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Leading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

The Company:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The ideal candidate will have 6 years+ of solid Compliance experience gained within a brokerage environment. Strong experience of commodity markets would be a distinct advantage.Responsibilities:Consideration of all relevant statutory and regulatory...