Senior Markets Compliance Expert

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About Jacobson GarnerWe are a leading corporate brokerage and market-making firm based in London.Job Title: Senior Compliance Expert for Financial MarketsSalary: £120,000 - £150,000 per annumWe are seeking a highly experienced Senior Compliance Expert to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

AML Compliance Policy Expert Job DescriptionThe AML Compliance Policy Expert is a senior professional responsible for developing and implementing effective AML compliance policies and procedures. This role requires a deep understanding of AML regulations, risk management, and compliance frameworks.Develop and refine AML compliance policies and procedures to...

About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

**Job Overview:**We are seeking a highly skilled Risk Management and Regulatory Compliance Expert to join our team at Citigroup Global Markets Limited.**Estimated Salary:** £80,000 - £120,000 per annum.**Responsibilities:Designing and Implementing Compliance Programs: Develop and maintain best-in-class compliance programs, policies, and practices for...

Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

Capital Markets Experts play a critical role in shaping the future of our clients' businesses. As an Investment Banking Senior Associate at Citigroup Global Markets Limited, you will have the opportunity to work on high-profile deals, advising clients on strategic matters, and developing innovative solutions to complex problems.Main Responsibilities:Raising...

Senior Associate - Financial Services Regulatory TeamWe are seeking a Senior Associate to join our Financial Services Regulatory team in London, focusing on FinTech, payments & digital assets practice. Key responsibilities include:Leading high-profile regulatory projects for clients.Managing junior resources and providing guidance in complex regulatory...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

At JLP Insights & Media, we're looking for a Compliance Marketing Expert to play a key role in our marketing team.This is a permanent position with a 30 hour contract, split between working from home and our London Head Office.You will be an accountable compliance SME for Financial promotions, working directly with Marketing 3rd Party Providers to ensure...

Job Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...

Role Overview:Job DescriptionNatWest Markets seeks a skilled Compliance Communications Specialist to join our team. In this role, you will design and deliver a Compliance communications plan, aligned with business objectives and strategy.Key Responsibilities:Develop and implement a Compliance communications strategy to meet the needs of the business and...

Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

Job Title: Senior AML Compliance OfficerCitigroup Global Markets Limited is seeking a highly skilled AML Senior Compliance Officer to join our team. As a Senior AML Compliance Officer, you will be responsible for overseeing the requirements and providing execution oversight in alignment with Global Suspicious Activity Reporting Standard, Global AML...

Job SummaryWe are seeking a highly skilled Senior Risk and Compliance Analyst to join our AJ Fox Compliance team. This is an exciting opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including Anti-Money Laundering (AML) and conflicts management.The ideal candidate will have a...

Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...