Senior Compliance Expert for Financial Markets

RCQ Associates - Financial Markets Specialists is a leading credit rating agency looking to grow its Fund Finance team in London.The ideal candidate will have a background in Structured Finance, Fund Finance, Leveraged Finance, Project Finance, or Infrastructure Finance with strong experience in financial modelling and excellent analytical skills.A salary of...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

We are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

Key ResponsibilitiesAs a Financial Services Marketing Expert at PXP Financial, you will monitor product performance and customer engagement, adjusting strategies based on analytics. You will also partner with teams across PXP to ensure unified messaging and brand consistency.

Job DescriptionInterQuest Financial Markets is delighted to be recruiting a highly skilled Finance Manager to join our team. Based in Central London, this role offers a competitive salary and industry-leading benefits.The successful candidate will be responsible for financial reporting, controls, and analysis. Working closely with senior finance...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Senior Associate - Financial Services Regulatory TeamWe are seeking a Senior Associate to join our Financial Services Regulatory team in London, focusing on FinTech, payments & digital assets practice. Key responsibilities include:Leading high-profile regulatory projects for clients.Managing junior resources and providing guidance in complex regulatory...

Financial Manager - Regulatory ComplianceCMC Markets is seeking an experienced Finance Manager to join our London-based Head Office. The successful candidate will contribute to strong financial governance and control, manage allocated project work, and provide senior management with financial information by reviewing and producing accurate and timely monthly...

**Company Overview:**InterQuest Financial Markets, a leading global player in the financial sector, is seeking an experienced EMEA Payroll Manager to join their team in Central London. This role offers a competitive salary, bonus, and car allowance, as well as industry-leading benefits.

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

At Citigroup Global Markets Limited, we are seeking a highly skilled Financial Control Expert to join our Futures and Derivatives Clearing team. This is an exciting opportunity to take on a senior management role in our global operations and be part of a dynamic team that supports the success of our markets business.About the RoleThis position offers a...

Your new companyA leading technology firm is seeking a highly skilled financial reporting expert to join their team.As Financial Reporting Expert, you will be responsible for:Preparing and reviewing financial statements and reports under IFRS standards;Collaborating with the Financial Controller to ensure compliance with statutory requirements;Liaising with...

As a key member of Compliance Professionals, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour. Your role will also involve calibration and tailoring of monitoring systems to ensure that alerts are generated optimally.Responsibilities:Monitoring and closing of market...

At JLP Insights & Media, we're looking for a Compliance Marketing Expert to play a key role in our marketing team.This is a permanent position with a 30 hour contract, split between working from home and our London Head Office.You will be an accountable compliance SME for Financial promotions, working directly with Marketing 3rd Party Providers to ensure...