Compliance and Innovation Manager

Are you passionate about navigating complex risk and regulatory challenges?AJ Fox Compliance, a forward-thinking law firm, is seeking a Senior Compliance Executive to join their proactive team.This role involves collaborating closely with the Head of Risk and Compliance, working across the business to embed a strong compliance culture while providing expert...

Looking for a challenging role where you can apply your expertise in risk and compliance? AJ FOX COMPLIANCE is seeking a senior professional to join their team as a Compliance Risk Manager.About the RoleWe are an innovative law firm that values our employees' skills and experience. As a Compliance Risk Manager, you will work closely with our Head of Risk and...

Company OverviewOur client is a leading alternative asset management firm based in London.Their commitment to excellence and innovation has made them a top choice for professionals seeking challenging roles in compliance and risk management.

Job OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Job Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

Company OverviewThe Compliance Professionals are a leading brokerage firm in the City, seeking a talented Compliance & Money Laundering Reporting Officer to join their team on a permanent basis. This is an excellent opportunity for an experienced professional to develop and maintain a robust compliance framework, chair the Compliance and Conduct Committee,...

Job Title: Wealth Management Risk AdvisorAbout the Role:The Compliance Professionals are seeking a skilled and experienced Wealth Management Risk Advisor to join their team. As a key member of the organization, you will play a vital role in ensuring the highest standards of compliance and risk management across all aspects of wealth management services.Key...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Job Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

Job DescriptionAn innovative law firm is seeking a proactive Senior Compliance Executive to join their team. This role involves collaborating with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.The ideal candidate will have a passion for risk management and thrive on...

We are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...

Are you a motivated and experienced AML Compliance Manager looking for a new challenge? We have an exciting opportunity for you to join Compliance Professionals in the city as a Regulatory Risk Professional.You will be responsible for ensuring compliance with regulatory requirements, identifying and assessing compliance risks, and maintaining knowledge of...