CASS Oversight Officer

5 days ago

London, Greater London, United Kingdom Saxo Bank Full time

About Saxo Bank

Saxo Bank is a leading online trading and investment firm that offers a wide range of financial products and services to individuals and institutions. We are seeking a highly motivated and experienced CASS Associate to join our Finance team.

Key Responsibilities

  • Collate daily regulatory client money computations and complete monthly CMAR and regular CASS RP reviews.
  • Drive forward projects and take responsibility for identifying and making improvements to current processes.
  • Ensure timely production of daily reconciliations and challenge and investigate any anomalies.
  • Request daily cash transfers and update daily client money management information.
  • Prepare regulatory client money submissions on FCA Reg Data system and liaise with external/internal auditors.
  • Maintain procedure documents and review and challenge stock and cash reconciliation breaks.
  • Maintain the firm's CASS RP and participate in CASS projects and review of the firm's CASS Risk and Control matrix.

Requirements

  • Proven knowledge of client money regulatory requirements and 3 years practical CASS 6 and 7 experience.
  • Understanding of financial products such as FX, CFDs, and Equities.
  • Excellent attention to detail and ability to work to tight deadlines.
  • Great interpersonal and communication skills and self-motivation.
  • Proficiency in Excel, including complex formulas and pivot tables.
  • Proactive and problem-solving approach with a mindset to understand and challenge the status quo.

About the Role

This is an exciting opportunity to join a dynamic and purpose-driven organization that values diversity and inclusion. As a CASS Associate, you will be part of a small team that allows for recognition and the opportunity to make a real impact. You will work closely with colleagues from various cultures and backgrounds and be encouraged to grow and fulfill your career aspirations.

What We Offer

We offer a robust career from day one, with opportunities for professional growth and development. You will be part of a global organization with 2,500 colleagues across 15 countries and have access to a range of benefits and perks. We encourage an open feedback culture and supportive team environments that enable employees to thrive and succeed.

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