CASS Compliance Officer
3 weeks ago
CASS Compliance Officer (CASS 5)
Sector: Insurance
Contract Type: 12 month Fixed Term Contract
Salary Range: £110,000 - £125,000 PA
Immediate Start: Yes
JSS Search is collaborating with a dynamic insurance provider seeking a CASS Compliance Officer (CASS 5). This role is pivotal in ensuring adherence to FCA regulations across various business units while enhancing operational efficiencies.
Key Responsibilities:
- Guarantee that the organization’s operations align with CASS regulations, maintaining precise documentation and establishing effective oversight mechanisms.
- Formulate, execute, and assess CASS 5 policies and procedures, ensuring they are comprehensive, current, and compliant with prevailing regulations.
- Perform routine compliance evaluations and generate detailed reports for senior management and regulatory authorities.
- Serve as a Subject Matter Expert (SME) in CASS 5, providing training and support to finance and audit teams regarding compliance matters.
- Identify, evaluate, and mitigate risks associated with client assets, ensuring timely resolution of any potential issues.
- Act as the primary liaison for both internal and external auditors during CASS audits, ensuring all observations are addressed and resolved.
Candidate Profile:
- Demonstrated experience in a CASS 5 compliance position within the insurance sector.
- Thorough understanding of FCA's CASS 5 regulations and associated compliance requirements.
- Professional qualifications such as ACCA, ACA, CIMA, or CII are preferred.
- Experience in supporting audit processes within complex organizations.
- Exceptional stakeholder engagement skills.
This opportunity is ideal for professionals in the IBA, audit, or CASS domains within the insurance industry looking to advance their careers.
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