Compliance Officer
4 weeks ago
About the Role:
We are seeking a highly motivated Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a Compliance Analyst, you will play a key role in ensuring our client remains compliant with all relevant regulatory frameworks.
Key Responsibilities:
* Assist in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation.
* Monitor and review business processes to safeguard against risk, fraud, or irregularities.
* Identify and rectify rule breaches, ensuring all reporting requirements are fulfilled.
* Provide advice to employees to ensure process improvements align with regulatory standards.
* Coordinate the handling of client complaints, ensuring all responses meet compliance requirements.
* Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency.
Requirements:
* Minimum of 3 years' experience in a compliance role, with knowledge of FCA regulations and some monitoring work.
* Strong understanding of business processes, standards, and policies within the financial services industry.
* Proficiency in Microsoft Office (Word, Excel, Outlook).
About Us:
The Burford Recruitment Company Ltd is a prestigious recruitment agency specializing in financial services. We offer competitive salary and excellent professional growth opportunities.
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