Senior Compliance Specialist

3 weeks ago


Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

Job Title: Senior Compliance Analyst

Job Summary:

We are seeking a highly motivated and experienced Senior Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a key member of our compliance team, you will play a crucial role in ensuring that our client, a prestigious financial services business, complies with regulatory requirements and internal policies in the retail financial services sector.

Key Responsibilities:

  • Implement objectives outlined in the Compliance policies and Compliance Monitoring Programme.
  • Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud.
  • Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken.
  • Keep track of legislative changes and ensure compliance with all regulatory regimes.
  • Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements.
  • Provide advice and coaching to employees to support process improvement and ensure adherence to regulatory requirements.

Requirements:

  • Proven experience in compliance roles within the financial services sector.
  • Strong knowledge of regulatory requirements and compliance policies.
  • Excellent analytical and problem-solving skills.
  • Ability to work effectively in a team environment.
  • Strong communication and interpersonal skills.

What We Offer:

  • A competitive salary and benefits package.
  • Opportunities for career development and growth.
  • A dynamic and supportive work environment.


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