Senior Compliance Specialist
3 weeks ago
Job Title: Senior Compliance Analyst
Job Summary:
We are seeking a highly motivated and experienced Senior Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a key member of our compliance team, you will play a crucial role in ensuring that our client, a prestigious financial services business, complies with regulatory requirements and internal policies in the retail financial services sector.
Key Responsibilities:
- Implement objectives outlined in the Compliance policies and Compliance Monitoring Programme.
- Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud.
- Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken.
- Keep track of legislative changes and ensure compliance with all regulatory regimes.
- Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements.
- Provide advice and coaching to employees to support process improvement and ensure adherence to regulatory requirements.
Requirements:
- Proven experience in compliance roles within the financial services sector.
- Strong knowledge of regulatory requirements and compliance policies.
- Excellent analytical and problem-solving skills.
- Ability to work effectively in a team environment.
- Strong communication and interpersonal skills.
What We Offer:
- A competitive salary and benefits package.
- Opportunities for career development and growth.
- A dynamic and supportive work environment.
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