Senior Compliance Officer

4 weeks ago


Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

The Burford Recruitment Company Ltd is seeking a skilled and experienced Senior Compliance Assistant to join their team. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal policies in the retail financial services sector.

Key Responsibilities:
  • Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud.
  • Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken.
  • Keep track of legislative changes and ensure compliance with all regulatory regimes.
  • Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements.
  • Provide advice and coaching to employees to support process improvements that align with regulatory standards.
  • Coordinate the handling of client complaints and contribute to the development of internal systems to meet regulatory obligations.
  • Conduct an annual review of the Business Continuity Plan (BCP).

The ideal candidate will have a strong understanding of regulatory requirements and internal policies, as well as excellent communication and problem-solving skills. If you are a motivated and experienced professional looking for a new challenge, please apply for this exciting opportunity.



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