Senior Compliance Officer
4 weeks ago
The Burford Recruitment Company Ltd is seeking a skilled and experienced Senior Compliance Assistant to join their team. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal policies in the retail financial services sector.
Key Responsibilities:- Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud.
- Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken.
- Keep track of legislative changes and ensure compliance with all regulatory regimes.
- Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements.
- Provide advice and coaching to employees to support process improvements that align with regulatory standards.
- Coordinate the handling of client complaints and contribute to the development of internal systems to meet regulatory obligations.
- Conduct an annual review of the Business Continuity Plan (BCP).
The ideal candidate will have a strong understanding of regulatory requirements and internal policies, as well as excellent communication and problem-solving skills. If you are a motivated and experienced professional looking for a new challenge, please apply for this exciting opportunity.
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Senior Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time £48,000Job Title: Senior Compliance AnalystAbout the Role:We are seeking a highly motivated and experienced Senior Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a key member of our compliance team, you will play a crucial role in ensuring that our client, a prestigious financial services business, complies with regulatory...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeJob Summary:The Burford Recruitment Company Ltd is seeking a skilled and experienced Senior Compliance Assistant to join our client, a prestigious financial services business in Oxfordshire. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal...
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Senior Compliance Specialist
2 hours ago
Witney, Oxfordshire, United Kingdom Courtiers Group Holdings Ltd. Full timeWe are seeking a highly skilled and experienced Compliance Associate to join our team at Courtiers Group Holdings Ltd. based in our Witney office.Main Responsibilities:Assist the Compliance Officer in implementing an effective systems and controls framework across the organisation, ensuring compliance with all regulatory regimes.The role focuses primarily on...
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Senior Compliance Specialist
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeJob Title: Senior Compliance AnalystJob Summary:We are seeking a highly motivated and experienced Senior Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a key member of our compliance team, you will play a crucial role in ensuring that our client, a prestigious financial services business, complies with regulatory requirements...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time £40,000 - £42,000Job Title: Compliance AnalystAbout the Role:We are seeking a highly motivated Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a Compliance Analyst, you will play a key role in ensuring our client remains compliant with all relevant regulatory frameworks.Key Responsibilities:* Assist in implementing an effective systems and...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeA highly regarded independent Investment firm is seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office.This is a significant role within the business and requires an accomplished individual with their CISI Level 6 Diploma in Financial Compliance (or equivalent) and who holds the SMF 16...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeJob Title: Compliance Officer - Regulatory ExpertJob Summary:We are seeking an experienced Compliance Officer to oversee our Compliance team at our West Oxfordshire office. This is a significant role within the business, requiring an accomplished individual with their CISI Level 6 Diploma in Financial Compliance (or equivalent) and who holds the SMF 16...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom Cogges Surgery Full timeJob SummaryWe are seeking a highly motivated and conscientious Compliance Coordinator to support our practice team in meeting regulatory requirements.The successful candidate will be responsible for managing and coordinating various delegated tasks, using initiative and taking responsibility for their own areas of work.Main Duties of the JobThe Compliance...
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Compliance Officer
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Witney, Oxfordshire, United Kingdom Cogges Surgery Full timeJob SummaryWe are seeking a highly motivated and organized individual to fill the role of Compliance Coordinator at Cogges Surgery.As a key member of our team, the Compliance Coordinator will play a vital role in ensuring the practice meets all regulatory requirements and delivers a safe and effective service to our patients.The successful candidate will...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom Cogges Surgery Full timeJob SummaryWe are seeking a highly motivated and conscientious Compliance Coordinator to support our practice team in meeting regulatory requirements.The successful candidate will be responsible for managing and coordinating various delegated tasks, using initiative and taking responsibility for their own areas of work.Main Duties of the JobThe Compliance...
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Compliance Officer
4 weeks ago
Witney, Oxfordshire, United Kingdom Cogges Surgery Full timeJob SummaryWe are seeking a highly motivated and conscientious Compliance Coordinator to support our practice team in meeting regulatory requirements.The successful candidate will be responsible for managing and coordinating various delegated tasks, using initiative and taking responsibility for their own areas of work.Main Duties of the JobThe Compliance...
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Compliance Officer Support Specialist
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeWe are seeking a highly motivated Compliance Assistant to join our team at The Burford Recruitment Company Ltd. This is an exciting opportunity for a driven individual to play a key role in ensuring our client, a prestigious financial services business, remains compliant with all relevant regulatory frameworks.Key Responsibilities:Support the Compliance...
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Compliance Specialist
4 weeks ago
Witney, Oxfordshire, United Kingdom Courtiers Full timeWe are seeking a highly skilled Compliance Specialist to join our team at Courtiers. The successful candidate will be responsible for assisting the Compliance Officer in providing an effective systems and controls framework across the Organisation, ensuring compliance with all regulatory regimes under which the Business operates.Main Responsibilities:Assist...
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Compliance Specialist
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeJob Summary:We are seeking a highly motivated Compliance Specialist to join our team at The Burford Recruitment Company Ltd. As a Compliance Specialist, you will play a key role in ensuring our client's financial services business remains compliant with all relevant regulatory frameworks.Key Responsibilities:Support the Compliance Officer in implementing an...
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Compliance Officer
3 weeks ago
Witney, Oxfordshire, United Kingdom Cottsway Full timeAbout CottswayWe are a registered housing provider working in various regions. Our focus is on delivering quality homes in thriving communities. We have a strong financial and governance reputation, and we're committed to supporting people in housing need through our development programme.We're proud to:Invest our profits in creating more homes and...
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Senior Compliance Auditor, Regulatory Expert
4 weeks ago
Witney, Oxfordshire, United Kingdom Abbott Full timeAt Abbott, we're committed to advancing the power of health. Our global network serves customers in over 160 countries, creating innovative solutions across the spectrum of health. We're dedicated to helping people reach their potential, and our work in diabetes care is a prime example of this.Our Centre of Excellence in Witney designs, develops, and...
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Compliance and Risk Management Specialist
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeJob Summary:The Burford Recruitment Company Ltd is seeking a highly skilled Compliance Assistant to join our client, a prestigious financial services business in Oxfordshire. As a key member of the compliance team, you will play a vital role in ensuring the company remains compliant with all relevant regulatory frameworks.Key Responsibilities:* Assist the...
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Compliance Officer
5 days ago
Witney, Oxfordshire, United Kingdom Cogges Surgery Full timeWe are seeking a highly motivated Compliance Coordinator to support the practice team in meeting regulatory requirements and delivering a safe and effective service to patients at Cogges Surgery.As a key member of the team, you will be responsible for managing and coordinating various delegated tasks, using your initiative and taking ownership of your areas...
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Compliance Risk Specialist
4 weeks ago
Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full timeJob Title: Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at The Burford Recruitment Company Ltd. As a Compliance Risk Specialist, you will play a key role in ensuring our client, a prestigious financial services business, remains compliant with all relevant regulatory frameworks.Key...
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Regulatory Affairs Senior Associate
4 weeks ago
Witney, Oxfordshire, United Kingdom Courtiers Full timeWe are seeking a highly skilled and experienced Senior Compliance Analyst to join our team at Courtiers. The successful candidate will play a critical role in ensuring our operations comply with regulatory requirements and internal policies.Main Responsibilities:To undertake tasks relating to the implementation of the objectives set out in the Compliance...