Compliance Risk Specialist

4 weeks ago


Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

Job Title: Compliance Risk Specialist

We are seeking a highly skilled Compliance Risk Specialist to join our team at The Burford Recruitment Company Ltd. As a Compliance Risk Specialist, you will play a key role in ensuring our client, a prestigious financial services business, remains compliant with all relevant regulatory frameworks.

Key Responsibilities:

  • Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation.
  • Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities.
  • Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled.
  • Provide advice to employees to ensure process improvements align with regulatory standards.
  • Coordinate the handling of client complaints, ensuring all responses meet compliance requirements.
  • Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance business efficiency.

Requirements:

  • Strong knowledge of FCA regulations and other relevant legislation.
  • Excellent analytical and problem-solving skills.
  • Ability to work effectively in a team environment.
  • Strong communication and interpersonal skills.

What We Offer:

  • A competitive salary and benefits package.
  • Opportunities for career development and growth.
  • A dynamic and supportive work environment.


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