Compliance Specialist

3 weeks ago


Witney, Oxfordshire, United Kingdom Courtiers Full time

We are seeking a highly skilled Compliance Specialist to join our team at Courtiers. The successful candidate will be responsible for assisting the Compliance Officer in providing an effective systems and controls framework across the Organisation, ensuring compliance with all regulatory regimes under which the Business operates.

Main Responsibilities:

  • Assist the Compliance Officer in implementing the Compliance policies and Compliance Monitoring Programme.
  • Monitor all aspects of the business to identify actual or potential weaknesses of internal controls.
  • Assist in monitoring proposed changes in legislation with particular relevance to compliance with all regulatory regimes.
  • Identify, investigate, and rectify rule breaches, and fulfill any associated reporting requirements.

Key Skills and Qualifications:

  • Strong understanding of regulatory regimes and compliance requirements.
  • Excellent analytical and problem-solving skills.
  • Ability to work independently and as part of a team.
  • Strong communication and interpersonal skills.

What We Offer:

  • A competitive salary and benefits package.
  • Opportunities for professional development and growth.
  • A dynamic and supportive work environment.

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