Business Compliance Specialist

4 weeks ago


Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

The Burford Recruitment Company Ltd is seeking an experienced Compliance Officer to oversee their Compliance team at their West Oxfordshire office. This is a significant role within the business, requiring an accomplished individual with their CISI Level 6 Diploma in Financial Compliance (or equivalent) and who holds the SMF 16 function. The successful candidate will provide an effective systems and controls framework across the Organisation, ensuring compliance with all regulatory regimes under which the business operates. This includes FCA compliance, Data Protection Act, and Proceeds of Crime Act. The role involves monitoring reviews to demonstrate compliance and ensuring the business and its Appointed Representatives comply with all regulations. Key skills and knowledge requirements include relevant qualifications, experience within the investment/financial planning industry, and the ability to manage and oversee a small compliance team. The ideal candidate will be located within a commutable distance to Witney, Oxfordshire, and will be part of a collaborative work environment.


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