Compliance Officer

4 weeks ago


Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

Job Title: Compliance Officer - Regulatory Expert

Job Summary:

We are seeking an experienced Compliance Officer to oversee our Compliance team at our West Oxfordshire office. This is a significant role within the business, requiring an accomplished individual with their CISI Level 6 Diploma in Financial Compliance (or equivalent) and who holds the SMF 16 function.

Key Responsibilities:

  • To provide an effective systems and controls framework across the Organisation, to ensure compliance with all regulatory regimes under which the business operates.
  • To ensure that the business and its Appointed Representatives comply with all regulations, which apply to its permitted activities, by way of undertaking monitoring reviews to demonstrate compliance.
  • To assist in the development and maintenance of effective systems and processes within the Organisation.

Skills and Knowledge Requirements:

  • Relevant qualification such as CISI Level 6 Diploma in Financial Compliance.
  • To Hold the SMF 16 function (Compliance oversite function).
  • Ability to manage and oversee a small compliance team.
  • Experience within investment/financial planning Industry is essential.

  • Compliance Officer

    1 month ago


    Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    A highly regarded independent Investment firm is seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office.This is a significant role within the business and requires an accomplished individual with their CISI Level 6 Diploma in Financial Compliance (or equivalent) and who holds the SMF 16...


  • Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    The Burford Recruitment Company Ltd is seeking a skilled and experienced Senior Compliance Assistant to join their team. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal policies in the retail financial services sector.Key...

  • Compliance Officer

    4 weeks ago


    Witney, Oxfordshire, United Kingdom Cogges Surgery Full time

    Job SummaryWe are seeking a highly motivated and organized individual to fill the role of Compliance Coordinator at Cogges Surgery.As a key member of our team, the Compliance Coordinator will play a vital role in ensuring the practice meets all regulatory requirements and delivers a safe and effective service to our patients.The successful candidate will...

  • Compliance Officer

    4 weeks ago


    Witney, Oxfordshire, United Kingdom Cogges Surgery Full time

    Job SummaryWe are seeking a highly motivated and conscientious Compliance Coordinator to support our practice team in meeting regulatory requirements.The successful candidate will be responsible for managing and coordinating various delegated tasks, using initiative and taking responsibility for their own areas of work.Main Duties of the JobThe Compliance...


  • Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    We are seeking a highly motivated Compliance Assistant to join our team at The Burford Recruitment Company Ltd. This is an exciting opportunity for a driven individual to play a key role in ensuring our client, a prestigious financial services business, remains compliant with all relevant regulatory frameworks.Key Responsibilities:Support the Compliance...

  • Compliance Specialist

    1 month ago


    Witney, Oxfordshire, United Kingdom Courtiers Full time

    We are seeking a highly skilled Compliance Specialist to join our team at Courtiers. The successful candidate will be responsible for assisting the Compliance Officer in providing an effective systems and controls framework across the Organisation, ensuring compliance with all regulatory regimes under which the Business operates.Main Responsibilities:Assist...

  • Compliance Specialist

    1 month ago


    Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    Job Summary:We are seeking a highly motivated Compliance Specialist to join our team at The Burford Recruitment Company Ltd. As a Compliance Specialist, you will play a key role in ensuring our client's financial services business remains compliant with all relevant regulatory frameworks.Key Responsibilities:Support the Compliance Officer in implementing an...

  • Compliance Officer

    4 weeks ago


    Witney, Oxfordshire, United Kingdom Cottsway Full time

    About CottswayWe are a registered housing provider working in various regions. Our focus is on delivering quality homes in thriving communities. We have a strong financial and governance reputation, and we're committed to supporting people in housing need through our development programme.We're proud to:Invest our profits in creating more homes and...


  • Witney, Oxfordshire, United Kingdom Courtiers Group Holdings Ltd. Full time

    We are seeking a highly skilled and experienced Compliance Associate to join our team at Courtiers Group Holdings Ltd. based in our Witney office.Main Responsibilities:Assist the Compliance Officer in implementing an effective systems and controls framework across the organisation, ensuring compliance with all regulatory regimes.The role focuses primarily on...


  • Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    Job Title: Senior Compliance AnalystJob Summary:We are seeking a highly motivated and experienced Senior Compliance Analyst to join our team at The Burford Recruitment Company Ltd. As a key member of our compliance team, you will play a crucial role in ensuring that our client, a prestigious financial services business, complies with regulatory requirements...

  • Compliance Officer

    1 week ago


    Witney, Oxfordshire, United Kingdom Cogges Surgery Full time

    We are seeking a highly motivated Compliance Coordinator to support the practice team in meeting regulatory requirements and delivering a safe and effective service to patients at Cogges Surgery.As a key member of the team, you will be responsible for managing and coordinating various delegated tasks, using your initiative and taking ownership of your areas...


  • Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    Job Title: Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at The Burford Recruitment Company Ltd. As a Compliance Risk Specialist, you will play a key role in ensuring our client, a prestigious financial services business, remains compliant with all relevant regulatory frameworks.Key...


  • Witney, Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

    Senior Compliance AnalystThe Burford Recruitment Company is proud to partner with our client, a leading financial services business, in seeking a skilled and experienced Senior Compliance Analyst. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and...


  • Witney, Oxfordshire, United Kingdom Courtiers Full time

    We are seeking a highly skilled and experienced Senior Compliance Analyst to join our team at Courtiers. The successful candidate will play a critical role in ensuring our operations comply with regulatory requirements and internal policies.Main Responsibilities:To undertake tasks relating to the implementation of the objectives set out in the Compliance...


  • Witney, Oxfordshire, United Kingdom Curtis Recruitment Careers Full time

    We are seeking a highly skilled Personal Tax Manager to join our team at Curtis Recruitment Careers in Witney.The successful candidate will play a crucial role in managing the tax affairs of individual clients, including providing expert tax advice, ensuring compliance with tax laws, and delivering exceptional service to clients.You will receive a...


  • Witney, Oxfordshire, United Kingdom BTA Full time

    Join BTA's Accounting & Finance department as a Senior Financial Analyst and take on a leadership role in supporting a dedicated team. This opportunity is offered by a global leader in life sciences, with over 10,000 employees worldwide. The company is renowned for its groundbreaking work in healthcare and is committed to helping people live healthier...


  • Witney, Oxfordshire, United Kingdom Page Personnel Full time

    A dedicated Commercial Finance Analyst is needed to provide key financial insights and contribute to strategic decision-making processes. This role is perfect for a finance professional early in their career who is looking to make a significant impact in a thriving company.Our client is a leading player in the engineering sector in West Oxfordshire. With...


  • Witney, Oxfordshire, United Kingdom Aeropeople Limited Full time

    Job Title: Senior Engineering Quality and Safety Assurance ManagerSalary: £76,824- £82,908 per annum dependent on experienceLocation: Carterton, OxfordshireAeropeople Limited is currently recruiting for a Senior Engineering Quality and Safety Assurance Manager on behalf of our client based in Carterton, Oxfordshire.This is an opportunity to be part of a...


  • Witney, Oxfordshire, United Kingdom Michael Page (UK) Full time

    Company Overview:A global leader in life sciences, with over 10,000 employees worldwide, is renowned for its groundbreaking work in healthcare. They are committed to helping people live healthier lives.About the Role:This challenging and varied position offers a unique opportunity to lead and manage a finance team. As a key member of the organization, you...


  • Witney, Oxfordshire, United Kingdom The Recruitment Group Full time

    Job Title: Residential Property SecretaryWe are seeking a skilled Residential Property Secretary to provide high-quality administrative support to our busy residential property team in Witney. The successful candidate will have previous experience in a property team and excellent organisational skills.Responsibilities:* Provide administrative support,...