Trade Surveillance Expert
6 days ago
We are seeking a highly experienced Compliance Officer to join our Global Markets team in London.
In this role, you will be responsible for providing support to the Compliance and Operational Risk team to execute second-line defense compliance and operational risk oversight for the Markets Business in the UK and CEEMEA.
As a key member of our team, you will work closely with cross-functional teams to ensure that our trade surveillance program is robust and effective.
You will also assist in responding to trading venue and regulatory inquiries and other audits and examinations.
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Trade Surveillance Expert
4 weeks ago
London, Greater London, United Kingdom TradingHub Full timeKey ResponsibilitiesThe Trade Surveillance Expert will be responsible for developing customer pitches, running proof-of-concepts, and onboarding new customers. This individual will also collaborate with internal stakeholders to ensure timely delivery and drive revenue growth.You will have the opportunity to develop a deep understanding of TradingHub's...
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Market Abuse Trade Surveillance Expert
7 days ago
London, Greater London, United Kingdom Lorien Full timeJob Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...
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Trade Surveillance Expert
8 hours ago
London, Greater London, United Kingdom Barclay Simpson Full timeWe are seeking a highly skilled Trade Surveillance VP to join our team at Barclay Simpson, a leading financial services firm based in central London.About the RoleThis is an exciting opportunity to play a critical role in ensuring the integrity and compliance of trading activities across multiple desks.ResponsibilitiesDeveloping Monitoring Controls: Assist...
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Trade Surveillance Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Title: Trade Surveillance ManagerWe are seeking an experienced professional to join our Market Abuse Trade Surveillance team. This is a unique opportunity to be part of a growing, market-leading team with a wide and varying portfolio of projects within market abuse.About the Role:In this key role, you will support technical client projects, internal...
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Trade Surveillance Assistant Manager
7 days ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewWe are seeking an experienced professional to join our Market Abuse Trade Surveillance team at Lorien. The successful candidate will support technical client projects and contribute to internal business development, thought leadership, and industry best practices.Key Responsibilities:Support clients in delivering engagements and provide guidance...
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Market Abuse Surveillance Expert
7 days ago
London, Greater London, United Kingdom Lorien Full time**About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...
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Trade Surveillance Manager
2 weeks ago
London, Greater London, United Kingdom Barclay Simpson Full timeBarclay Simpson offers an exciting opportunity for a skilled Trade Surveillance VP to join our team in central London.Job Description:The successful candidate will be responsible for ensuring the integrity and compliance of trading activities across multiple desks, including Credit and Rates, Foreign Exchange & Treasury, Debt Capital Markets, Securitisation,...
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Trade Surveillance Specialist
2 weeks ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeJob DescriptionWe are looking for a highly analytical Compliance Graduate Analyst to work within our Trading Surveillance team. As a key member of the team, you will assist in the Company's market surveillance and monitoring processes of trading derivatives.The successful candidate will have a numerate graduate background with some financial markets...
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London, Greater London, United Kingdom Lorien Full timeCompany Overview:Lorien is a leading market abuse trade surveillance firm seeking an experienced Trade Surveillance Assistant Manager to join our team.About the Role:We are looking for an accomplished professional to lead technical client projects and support internal business development as well as thought leadership relating to market...
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Trade Surveillance Specialist
9 hours ago
London, Greater London, United Kingdom CER FINANCIAL LTD Full timeJob Title: Trade Surveillance SpecialistCer Financial Ltd is seeking a Trade Surveillance Specialist to join their team on a permanent basis. The successful candidate will be responsible for monitoring market activity in real-time through internal systems.The ideal candidate will have a strong understanding of financial markets and regulations, as well as...
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Trade Surveillance Specialist
7 days ago
London, Greater London, United Kingdom Jameson Legal Full timeJob Title: Trade Surveillance SpecialistWe are looking for an experienced Trade Surveillance Specialist to join our team at Jameson Legal in London. The successful candidate will be responsible for performing day-to-day monitoring of financial and physical trading activity across different regions and products to identify potential market abuse.Key...
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Surveillance Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...
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Trade Surveillance Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...
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Trade Surveillance Process Specialist
2 weeks ago
London, Greater London, United Kingdom The JM Longbridge Group Full time £75,000 - £90,000The JM Longbridge Group seeks a skilled Trade Surveillance Process Specialist to support its global operations. This full-time role offers a competitive salary of £75,000-£90,000, depending on experience, and is based in London with a hybrid working arrangement.Job Summary:This specialist will analyze business requirements, identify solutions, and...
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Trade Surveillance Lead Professional
7 days ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewLorien is seeking a highly experienced professional to join our Market Abuse Trade Surveillance team as a Assistant Manager.The ideal candidate will have a strong understanding of trading businesses and market abuse risks, with experience in compliance surveillance and trade surveillance systems implementation.
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Trade Surveillance Specialist
6 days ago
London, Greater London, United Kingdom Be-IT Ltd Full timeWe are looking for a Trade Surveillance Specialist to join our team at Be-IT Ltd in London. In this role, you will be responsible for carrying out thorough analysis of large datasets to identify trends, patterns, and anomalies, and applying analytical tools and techniques to support decision-making processes.As a Trade Surveillance Specialist, you will work...
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Senior Audit Manager
1 month ago
London, Greater London, United Kingdom Eames Consulting Full timeJob Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...
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Market Surveillance Expert
2 weeks ago
London, Greater London, United Kingdom MarketAxess Holdings Inc. Full timeAbout MarketAxess Holdings Inc.\We are a pioneering company in the digital transformation of the global financial markets. Our mission is to make trading fixed-income more accessible, improving transparency, efficiency, and competition in the marketplace.\Job Description\This role is a fantastic opportunity for the right candidate to join our innovative firm...
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Trade Surveillance Analyst
2 weeks ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeJob Description: As a Compliance Graduate Analyst, you will play a critical role in our Trading Surveillance team. Your primary responsibility will be to identify and escalate potential Regulatory and Exchange breaches. You will also be responsible for detecting and investigating potential breaches, analyzing data, and communicating your findings at weekly...
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Trade Surveillance Manager
7 days ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewWe are seeking a seasoned Trade Surveillance Manager to join our team at Lorien. The successful candidate will lead technical client projects, support internal business development, and contribute to thought leadership in market abuse.The ideal candidate will have strong industry knowledge, excellent communication skills, and the ability to...