FCA Compliance Expert
1 day ago
Job Description:
Pertemps Network Group is currently seeking a highly skilled FCA Compliance Expert to join our team. As a key member of our compliance team, you will play a pivotal role in ensuring the firm meets all FCA requirements and maintains a strong internal framework.
Key Responsibilities:
- Develop and implement a tailored training scheme, including robust processes for assessing and maintaining competency.
- Conduct regular audits, file reviews, and performance monitoring to identify training needs and mitigate risks.
- Provide expert advice on regulatory matters, including financial promotions, Consumer Duty initiatives, and compliance policies.
- Ensure comprehensive records are maintained to evidence adherence to FCA requirements.
What We're Looking For:
- Strong knowledge of FCA regulations and training and competence frameworks.
- A proven track record in a compliance or T&C management role, ideally within financial services.
- Exceptional communication and leadership skills, with experience managing teams and driving performance.
- Attention to detail and the ability to create practical, compliant solutions to regulatory challenges.
About the Salary:
The salary for this position is £40,000.
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