Compliance Policy Advisor

20 hours ago


Birmingham, Birmingham, United Kingdom CV-Library Full time
Regulatory Compliance Expertise Required

We are looking for a seasoned Compliance Advisory Manager to join our client's team on a 12-month fixed-term contract. This role is based in Birmingham City Centre and involves reporting directly to the Head of Compliance.

The key responsibilities of this position include:

  • Ensuring the business meets its regulatory obligations by working closely with the Head of Compliance
  • Providing expert guidance and advice to business areas to help them meet their FCA regulatory obligations
  • Working collaboratively with business areas to ensure that the bank's products and services are compliant with FCA regulatory requirements, company policies, and the Consumer Duty standards
  • Identifying relevant regulatory changes through horizon scanning
  • Representing the bank in responding to FCA consultation and discussion papers
  • Developing and maintaining compliance policies and procedures
  • Preparing regulatory and governance papers on behalf of the Head of Conduct and Compliance
  • Reviewing and approving the bank's financial promotions

A minimum of several years' experience in Compliance Policy/Advisory within the Banking/Mortgage sector is required for this role. Our client offers a competitive salary and benefits package, as well as the opportunity to work in a hybrid capacity (2 days office, 3 days remote). The estimated salary range for this position is £60,000 - £80,000 per annum.

Job Details

Job Title: Compliance Advisory Manager - 12 month FTC

Location: Birmingham, West Midlands

Estimated Salary: £60,000 - £80,000 per annum


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