Compliance Advisory Specialist

2 days ago


Birmingham, Birmingham, United Kingdom CV Library Full time
Compliance Advisory Specialist

We are seeking a Compliance Advisory Specialist to join CV Library, a reputable bank based in Birmingham City Centre. The ideal candidate will have several years of experience in Compliance Policy/Advisory within the Banking/Mortgage sector.

About the Role
  • Support the Head of Compliance to ensure the business meets its regulatory obligations.
  • Provide regulatory guidance and advice to enable business areas to meet their FCA regulatory obligations.
  • Work with business areas to ensure that products and services are compliant with FCA regulatory requirements, company policies, and Consumer Duty standards.
  • Conduct horizon scanning and identify relevant regulatory changes.
  • Develop and maintain compliance policies and procedures.
  • Prepare regulatory and governance papers on behalf of the Head of Conduct and Compliance.
  • Review and approve financial promotions.

A competitive salary £50,000 and benefits package are offered, along with the opportunity to work in a hybrid capacity: 2 days office, 3 days remote.



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