Compliance Expert

3 weeks ago


Birmingham, Birmingham, United Kingdom Birchlake Recruitment Full time

At Birchlake Recruitment, we are seeking a highly skilled Compliance Expert to join our client's Risk & Compliance team. This hybrid role offers the perfect blend of challenge and opportunity for growth.

About the Role

We are delighted to be working on behalf of a key insurance client on an exclusive basis, to help bolster their Risk & Compliance team during a period of continued growth. The successful candidate will be responsible for advising on day-to-day compliance with FCA and other regulatory requirements, as well as assisting with compliance monitoring, investigation, and resolution.

Key Responsibilities
  • Compliance Monitoring and Investigation: Assist with all aspects of compliance monitoring, investigation, and resolution, including liaison with Third Party Agencies (TPAs) to ensure the business' adherence to regulatory standards and Group requirements.
  • Regulatory Filings and Compliance Due Diligence: Assist with timely and accurate submission of regulatory filings and other documents to regulators, as well as conducting compliance due diligence/ onboarding checks of new business partners or product lines.
  • Data Protection and Sanctions Checks: Assist the Data Protection Officer with all matters in relation to UK GDPR and DPA 2018, including but not limited to data breach investigations, data protection impact assessments, data subject access request, RoPA and update of relevant policies and procedures. Perform sanctions checks and assist with investigation of escalated cases.
Requirements and Skills
  • 3 years+ experience in a compliance function within the financial services sector (general insurance experience would be advantageous).
  • A working knowledge of FCA key applicable rules such as PRIN, ICOBS, SYSC, PROD, DISP and SUP.
  • Strong analytical and problem-solving skills, attention to detail and ability to exercise balanced judgement and decision-making.

This is an excellent opportunity for a motivated and experienced professional to join a dynamic team and make a real impact. We offer a competitive salary of £60,000 - £80,000 per annum, depending on experience, as well as a range of benefits including a generous pension scheme and flexible working arrangements.



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