Compliance Officer

6 days ago

Bromsgrove, Worcestershire, United Kingdom NFP, an Aon company (Europe) Full time
About the Role

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our Compliance team at NFP, an Aon company (Europe). As a key member of our team, you will play a crucial role in ensuring the effective operations of our organization in accordance with relevant rules and regulations.

Key Responsibilities
  • Regulatory Compliance: Represent the Compliance division to the business and provide expert advice on regulations and compliance issues.
  • Training and Competence: Assist with providing support for our training and competence scheme, including implementation, monitoring, adviser development, and administration.
  • Research and Diligence: Undertake relevant research and diligence as required by the team to ensure compliance with regulatory requirements.
  • Complaint Resolution: Support in resolving and responding to complaints in a timely and professional manner.
  • Staying Up-to-Date: Maintain knowledge of current compliance requirements in the financial services sector and ensure our organization remains compliant.
  • Stakeholder Relationships: Build relationships with key stakeholders across all business lines, including development of knowledge of their business aims, strategies, and problems.
  • Administrative Support: Provide general support and administration duties for the Compliance division.
Requirements
  • Experience: Demonstrable experience in compliance roles or similar within the financial services sector.
  • FCA Experience: Experience working with the Financial Conduct Authority (FCA) is highly desirable.
  • Integrity and Ethics: A high degree of integrity with high ethical standards is essential.
  • Technical Skills: Proficiency with Microsoft Office and the ability to adapt to new systems quickly.
Working Arrangements

This is a full-time role, working Monday to Friday, 35 hours per week. The location is Bromsgrove, with a hybrid working arrangement.

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