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Compliance Officer

2 months ago


Bromsgrove, Worcestershire, United Kingdom NFP, an Aon company (Europe) Full time
Job Description

Job Title: Senior Compliance Officer

Job Summary:

We are seeking a highly skilled Senior Compliance Officer to join our team at NFP, an Aon company (Europe). As a key member of our Compliance team, you will play a critical role in ensuring the effective operations of our organization in accordance with relevant rules and regulations.

Key Responsibilities:

  • Represent the Compliance division to the business and provide expert advice on regulations and compliance issues.
  • Assist with providing support for our training and competence scheme, including implementation, monitoring, adviser development, and administration.
  • Support in resolving and responding to complaints.
  • Keep up to date with current compliance requirements in the financial services sector.
  • Build relationships with key stakeholders in all business lines, including development of knowledge of their business aims, strategies, and problems.
  • Undertake general support and administration duties for the Compliance division.

Requirements:

  • Demonstrable experience in compliance roles or similar within the financial services sector.
  • Proficiency with Microsoft Office and the ability to adapt to new systems quickly.
  • Experience gained within a Compliance function or industry-specific operations will be assessed in line with the specific requirements of the role.

Working Hours and Location:

Monday to Friday, 35 hours per week. Hybrid working arrangement.