Adviser Oversight Manager

About the Business At Quilter, we provide financial advice, investments, and wealth management services to our clients. As a leading provider in the UK, we strive to be the best wealth manager for our clients and their advisers. Our services include financial planning, investment platforms, multi-asset investment solutions, and discretionary fund...

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Company OverviewMason Blake is a well-established and growing asset management house, seeking an experienced professional to join their team as Operational Oversight Manager. This role offers an exciting opportunity for candidates with strong investment oversight experience within buy-side operations.About the RoleThe successful candidate will be responsible...

About UsQuilter Cheviot Financial Planning is a leading provider of personalized and comprehensive financial advice for individuals and families. Our team works alongside our sister company, Quilter Cheviot, to provide expert discretionary investment management and financial planning through our UK-wide presence.We are part of Quilter plc, a major player in...

About the RoleThe DA Underwriting Oversight Manager will play a critical role in ensuring the effective and transparent operation of underwriting activities and controls within the Munich Re Group. This will involve close collaboration with the Underwriting and Product team, as well as the business units, to provide oversight and support for delegated...

The Oversight Board UK seeks a highly skilled Programme Management Lead to drive operational excellence and enhance performance across the Operations department.Key Responsibilities:Programme Management:Develop and manage project timelines, ensuring all teams meet deadlines and objectives.Develop and maintain KPIs and metrics to measure operational...

About the RoleThis is a unique opportunity to join Quilter as a Firm Compliance Partner, where you will play a critical role in delivering regulatory oversight to appointed representative firms and registered individuals. Your primary responsibility will be to ensure that the Treating Customers Fairly principles are embedded within these firms, maintaining...

About the RoleAt Quilter, we're seeking a skilled Regulatory Oversight Specialist to deliver regulatory oversight to appointed representative firms. As a key component in establishing an effective control function, you'll identify and resolve customer, regulatory, reputational, and operational risks.The ideal candidate will work with AR Principals to achieve...

Job SummaryCentrica is seeking a skilled Product Oversight Manager to join our team in Windsor. As a key member of our Customer Experience & Commercial (CX&C) Function, you will play a critical role in developing and maintaining a robust product governance and oversight framework that supports regulatory compliance, customer needs, and commercial ambitions....

Key Responsibilities:As a skilled Underwriting Oversight Manager at Eames Consulting, you will be responsible for overseeing and monitoring all underwriting activities and controls related to delegated authority business. This includes managing outsourced underwriting functions, coordinating underwriting data and regulatory requirements, and ensuring...

Role OverviewM&G plc is seeking a skilled professional to fill the role of Head of Support Functions Oversight. As a key member of our organization, you will be responsible for leading second-line oversight of the implementation of the Risk Management Framework across all Support Function group-wide Business Areas.Key ResponsibilitiesLead the Non-Financial...

At ENGINEERINGUK, our purpose is to empower exceptional talent with exceptional opportunities. As a leading international savings and investments business with roots stretching back over 170 years, we offer a range of innovative financial products and services through Asset Management, Life and Wealth.We are creating an exceptional place to work by living...

The Oversight Board UK seeks a skilled Content & Editorial Lead to drive the development of written content that communicates the work and impact of the Board.This role involves translating complex issues into accessible and engaging communications and content for diverse audiences. The successful candidate will have experience working with high-profile...

About the RoleWe are seeking a highly skilled and experienced Senior Oversight Strategist to join our team at Swift Software. As a critical service provider to the global financial system, we are overseen by the G-10 central banks, with the National Bank of Belgium (NBB) acting as the lead overseer.The objective of Swift oversight is to ensure effective...

The FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...

As a Change Oversight Manager, you will play a critical role in ensuring that all changes are thoroughly assessed, approved, and executed in accordance with our policies and standards. You will develop and implement a robust set of processes to provide execution oversight for high-risk changes, working closely with cross-functional teams, including Risk...

Complaints Oversight ManagerCompany: Great Lakes Insurance SELocation: London, United KingdomAbout the role:The Complaint Oversight Manager is responsible for the Complaint Management Function at Great Lakes, including system, policy, procedures, reporting, and activities. They are the central coordinator for internal and external stakeholders for matters...

Are you a motivated and experienced professional looking for a new challenge? Do you have a passion for clinical document governance and a proven track record of delivering high-quality results? If so, we may have the perfect opportunity for you!About the RoleWe are seeking a Document Management Oversight Lead to join our team at the Healthcare...

About the RoleThis 12-month fixed-term contract as Claims Operational Oversight Specialist involves assessing the capabilities of existing Managing Agents and potential new entrants to ensure they meet or exceed the Principles for doing business at Lloyd's.You will work in partnership with other review managers to contribute to and broaden your knowledge in...

Vendor Oversight Lead Job OpportunityWe are seeking an experienced Vendor Oversight Lead to join our Business Operations team.The successful candidate will have full ownership of driving impactful projects and implementing critical initiatives for Expedia Group's Strategic Partnerships and Affiliates (SPA) organization.About the RoleThis is a key position...