Business Compliance Officer

4 days ago


Birmingham, Birmingham, United Kingdom IDEX Consulting Full time
About the Opportunity

We are looking for a Business Compliance Officer to join our team at IDEX Consulting. This is an exciting opportunity to work on a range of assurance activities, shape core processes, and collaborate with financial planners to uphold high-quality advisory standards.

Key Responsibilities:

  • Support Regulatory Compliance: Drive regulatory risk control through meticulous review and assessment of advisory practices.
  • Process Improvement: Contribute to the design and refinement of essential assurance processes, working in a newly established team.
  • Collaboration and Feedback: Engage constructively with financial planners to ensure advice meets all regulatory expectations.

Requirements:

  • Financial services experience with knowledge of advisory standards and regulations.
  • Proficient in Microsoft Excel, Word, and PowerPoint, with familiarity in systems like Xplan and Worksmart.
  • Diploma Level 4 Qualified (preferred: AF3 Pension Transfers, CF6, ER1, and CF8 or equivalent).

Estimated Salary: £52,000 - £62,000 per annum.


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