Business Compliance Officer
4 days ago
We are looking for a Business Compliance Officer to join our team at IDEX Consulting. This is an exciting opportunity to work on a range of assurance activities, shape core processes, and collaborate with financial planners to uphold high-quality advisory standards.
Key Responsibilities:
- Support Regulatory Compliance: Drive regulatory risk control through meticulous review and assessment of advisory practices.
- Process Improvement: Contribute to the design and refinement of essential assurance processes, working in a newly established team.
- Collaboration and Feedback: Engage constructively with financial planners to ensure advice meets all regulatory expectations.
Requirements:
- Financial services experience with knowledge of advisory standards and regulations.
- Proficient in Microsoft Excel, Word, and PowerPoint, with familiarity in systems like Xplan and Worksmart.
- Diploma Level 4 Qualified (preferred: AF3 Pension Transfers, CF6, ER1, and CF8 or equivalent).
Estimated Salary: £52,000 - £62,000 per annum.
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Compliance Officer
2 days ago
Birmingham, Birmingham, United Kingdom Zen Fundraising Full timeAt Zen Fundraising, we're seeking a talented Compliance Officer to join our team in Birmingham. This part-time, permanent role promises to be both challenging and rewarding, with a scope for real impact.The ideal candidate will have strong analytical skills, attention to detail, and excellent communication skills. As a Compliance Officer, you will ensure...
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Birmingham, Birmingham, United Kingdom Stellantis &You Full timeWe are looking for a Junior Business Administration and Compliance Officer to join our team at Stellantis &You. This is an exciting opportunity to develop essential skills in business administration and compliance.About the Role:You will support daily operations, learn administrative processes, and contribute to organisational goals. The ideal candidate will...
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Regulatory Compliance Officer
7 days ago
Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full timeWe are looking for a highly motivated Regulatory Compliance Officer to join our team in Birmingham. This is an exciting opportunity to take your career to the next level and contribute to the growth and success of our wealth management business.As a Regulatory Compliance Officer, you will be responsible for developing and implementing training programmes to...
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Compliance Officer
1 week ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeWe are seeking a skilled Compliance Officer to join our team at CV-Library. This is an exciting opportunity for an experienced professional to take on a key role in ensuring the firm's risk management and compliance meets with all necessary standards and regulations.The ideal candidate will have a strong understanding of relevant laws, regulations, and codes...
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Compliance Officer
1 week ago
Birmingham, Birmingham, United Kingdom CV Library Full timeCompliance Officer JobWe are seeking a Compliance Officer to join our team in Birmingham. This is a great opportunity for a detail-oriented individual to make a real impact and contribute to the growth and success of our organization.About the RoleThe successful candidate will be responsible for ensuring that our operations comply with relevant laws and...
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Contract Compliance Officer
1 month ago
Birmingham, Birmingham, United Kingdom Abellio Group Full timeJob Title: Contract Compliance OfficerAt Abellio Group, we are committed to delivering a safe and reliable train service. As part of this commitment, we are seeking a skilled Contract Compliance Officer to join our team.About the Role:This is an exciting opportunity for a detail-oriented professional to contribute to the success of our National Rail...
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Risk and Compliance Officer
4 days ago
Birmingham, Birmingham, United Kingdom Bell Cornwall Recruitment Full timeJob Title: Risk and Compliance OfficerSalary: £30,000Based in Birmingham, we are seeking a skilled Risk and Compliance Officer to join our team at a leading legal business. We are looking for someone with experience in reviewing conflict information submitted by businesses to ensure accuracy.This role involves preparing analysis of conflicts ready to hand...
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Regulatory Compliance Manager
4 weeks ago
Birmingham, Birmingham, United Kingdom Department of Business and Trade Full timeRegulatory Enforcement LeaderThis is a leadership role within the Office for Product Safety and Standards, reporting to the Department for Business and Trade. We are seeking a highly skilled professional with expertise in regulatory compliance, technical knowledge, and exceptional leadership abilities.The primary responsibility of this position is to lead a...
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Compliance and Ethics Officer
4 weeks ago
Birmingham, Birmingham, United Kingdom 2 Sisters Food Group Full timeJob Title: Compliance and Ethics OfficerJob Description:We are seeking a Compliance and Ethics Officer to join our team at 2 Sisters Food Group. As a key member of our compliance function, you will play a critical role in ensuring that our business practices align with the highest standards of integrity, ethics, and compliance.Main Responsibilities:Develop,...
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Chief Compliance Officer
4 weeks ago
Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full timeWe are seeking a highly experienced Chief Compliance Officer to join our team at Willow Resourcing Limited.The successful candidate will be responsible for providing day-to-day compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan. They will also undertake horizon scanning, ensuring the...
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Business Director
2 weeks ago
Birmingham, Birmingham, United Kingdom Mayfair Compliance Group Full timeBusiness Development Manager Job RoleThe Business Development Manager is a key role within the Mayfair Compliance Group, responsible for driving business growth across the UK. This position requires an individual who can communicate effectively with existing and potential customers, identify new business opportunities, and develop strategies to capitalize on...
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Regulatory Compliance Manager
3 weeks ago
Birmingham, Birmingham, United Kingdom Department of Business and Trade Full timeRegulatory Compliance ManagerThis role attracts a salary of £39,384 - £43,169 (National) or £43,007 - £46,715 (London), with an additional GSE Specialist Technical Pay Enhancement of £5,150 subject to eligibility.The successful candidate will work as part of the Department for Business and Trade, Office for Product Safety and Standards in either...
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Financial Services Compliance Officer
1 day ago
Birmingham, Birmingham, United Kingdom Birchlake Recruitment Full timeWe are seeking a highly skilled Financial Services Compliance Officer to join our client's Risk & Compliance team. This exciting opportunity offers a chance to work with a leading insurance company and contribute to their continued growth and success.About the JobThe successful candidate will have 3+ years of experience in compliance within the financial...
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Internal Compliance Officer
6 days ago
Birmingham, Birmingham, United Kingdom NCAA (National Collegiate Athletic Association) Full timeInternal Compliance OfficerNCAA is currently seeking a highly motivated Internal Compliance Officer to join our team. As a key member of our Internal Audit department, you will be responsible for monitoring and enforcing compliance with NCAA regulations and internal policies.
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Compliance Officer Role
7 days ago
Birmingham, Birmingham, United Kingdom Getting In Limited Full timeCompany OverviewGetting In Limited, a leading organization in the industry, is seeking a highly skilled Compliance Officer to join their team. This role offers an excellent opportunity for growth and development within a dynamic company.The selected candidate will be responsible for ensuring that all business operations comply with relevant regulations and...
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Compliance Officer Manager
2 days ago
Birmingham, Birmingham, United Kingdom Options Resourcing Full timeJob Title: Compliance Officer ManagerOverview: Options Resourcing is seeking a skilled Compliance Officer Manager to collaborate closely with Managers at all levels and across all areas of the organisation. This role requires a proactive individual with experience in managing compliance within legal services.Salary: Up to £45,000 per annum, dependent on...
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Compliance Officer Manager
4 days ago
Birmingham, Birmingham, United Kingdom Trident Housing Association Limited Full timeWe are seeking a responsible individual to act as a compliance officer, monitoring and reporting on property compliance across our stock.About the RoleThis is an excellent opportunity for a Property Compliance Supervisor to join Trident Housing Association Limited in Birmingham.The successful candidate will be the lead Officer for Co-Operative Services and...
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Regulatory Compliance and Policy Officer
2 days ago
Birmingham, Birmingham, United Kingdom Getting In Limited Full timeAbout the OpportunityWe are excited to offer a Regulatory Compliance and Policy Officer apprenticeship within the Civil Service. As a key member of our team, you will play a crucial role in ensuring compliance with regulatory requirements and developing effective policies and procedures.Job DescriptionAs a Regulatory Compliance and Policy Officer, you will...
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Head of Business Expansion
2 weeks ago
Birmingham, Birmingham, United Kingdom Mayfair Compliance Group Full timeJob DescriptionThe Business Development Manager will be responsible for developing and executing strategies to drive business growth and expansion for Mayfair Compliance Group. This includes identifying new business opportunities, building and maintaining relationships with customers and stakeholders, and contributing to the development of marketing...
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Quality and Compliance Officer
7 days ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeQuality and Compliance OfficerAn exciting opportunity has arisen to join a leading brand as a Quality and Compliance Officer, driving quality and compliance standards across sites in Dudley.You will be responsible for ensuring compliance with UK legislation for health, safety, and environment, as well as driving improvement initiatives to enhance quality and...