Financial Services Compliance Officer

Job Summary: Streamline Search is looking for a Compliance Officer - Financial Services to join their team and oversee the office and accounts department. **Key Responsibilities:*** Managing daily financial operations, including accounts receivable, accounts payable, payroll, bank reconciliation, and expense tracking. * Preparing monthly, quarterly, and...

We are looking for a talented Compliance Officer - Financial Crime to join our team at Willow Resourcing. In this role, you will have the opportunity to work in a broad Financial Crime area, with a focus on AML and Counter-Terrorist Financing (CTF).Responsibilities:Screening and Due Diligence: Conduct thorough checks on new and existing customers, including...

Financial Compliance Officer with EU Language SkillsWillow Resourcing Limited is seeking a Financial Compliance Officer with expertise in EU languages to join our team. In this role, you will support the MLRO in ensuring the business adheres to UK and international money laundering regulations.Key responsibilities include conducting customer due diligence,...

Risk and Compliance RoleWe are currently seeking an experienced individual to join our Risk and Compliance function in the role of Senior Investigator, Investigative Reporting.This is a critical role that supports informed decision making and effective information sharing internally and externally.As part of our team, you will work closely with other...

Job Title: Risk and Compliance OfficerSalary: £30,000Based in Birmingham, we are seeking a skilled Risk and Compliance Officer to join our team at a leading legal business. We are looking for someone with experience in reviewing conflict information submitted by businesses to ensure accuracy.This role involves preparing analysis of conflicts ready to hand...

About the OpportunityWe are looking for a Business Compliance Officer to join our team at IDEX Consulting. This is an exciting opportunity to work on a range of assurance activities, shape core processes, and collaborate with financial planners to uphold high-quality advisory standards.Key Responsibilities:Support Regulatory Compliance: Drive regulatory risk...

Bell Cornwall Recruitment is currently looking for a skilled Risk and Compliance Officer to join their team in Birmingham.The ideal candidate will have experience in reviewing conflict information, preparing analyses, and implementing barriers where necessary.A good understanding of Microsoft and general IT knowledge is required for this role.This is an...

**Job Description:**We are looking for a skilled Financial Advisor to join our team at Quilter Financial Planning. As a Financial Advisor, you will work closely with clients to understand their financial needs and provide tailored advice to help them achieve their goals.The successful candidate will have a strong understanding of investment and pension...

We are looking for an experienced Accounting and Compliance Officer to join our team at Grtuk.Job DescriptionThe ideal candidate will be responsible for ensuring the accuracy and timeliness of financial reporting, managing accounts payable and receivable, and maintaining compliance with relevant regulations.Key AccountabilitiesManage financial data,...

About Us: St. James's Place plc is a leading Wealth Management company, distributing a range of Investment and Retirement products and financial solutions to High Net Worth clients.Fund Details: We have funds under management in excess of £184.4bn.Job Overview: As a Senior Administrator, you will provide technical and administrative support while...

Company OverviewMayfair Compliance Group is a leading provider of financial services. Our team is dedicated to delivering exceptional results and building long-term relationships with our clients.Job DescriptionWe are seeking an experienced Financial Operations Coordinator to join our team. The successful candidate will be responsible for ensuring the smooth...

We are looking for a highly motivated Regulatory Compliance Officer to join our team in Birmingham. This is an exciting opportunity to take your career to the next level and contribute to the growth and success of our wealth management business.As a Regulatory Compliance Officer, you will be responsible for developing and implementing training programmes to...

Job Description:CV-Library is currently seeking a Compliance Officer - Water Services to join our team. This is an exciting opportunity for you to develop your skills and progress your career in the water industry.As a Compliance Officer - Water Services, you will be responsible for conducting testing and basic remedial works on water services. You will...

About the RoleAs a Business Assurance Control Professional at Quilter Cheviot Financial Planning, you will play a crucial role in ensuring the effective operations of our core compliance and regulatory risk control activities.Key Responsibilities• Deliver Business Assurance control checks and reviews, based on the framework of our business standards and...

About This OpportunityWe are looking for a highly skilled CoP Financial Services Officer to join our team at Irwin Mitchell. As a CoP Client Reporting Officer, you will play a key role in delivering accurate financial accounting services and supporting our solicitors.Key ResponsibilitiesPreparing detailed Income & Expenditure breakdowns.Development of Annual...

Quilter Financial Planning is an award-winning network of financial services professionals with a loyal client base. We are seeking a skilled Protection Adviser to join our team on a self-employed basis.This role offers an exceptional opportunity for someone who can provide high-quality protection advice, fact-find effectively to establish clients' current...

Job Details:We are seeking a seasoned professional in financial crime compliance to join our team in EMEA. As a key member of our compliance department, you will be responsible for ensuring that our financial services are delivered in a compliant manner.Job Responsibilities:Develop and implement effective financial crime compliance policies and...

Are you a motivated and detail-oriented individual looking for a challenging role in water hygiene? We are seeking a Compliance Officer - Water Services to join our team in Birmingham and surrounding areas.About the RoleIn this role, you will:Carry out site visits to ensure compliance with water hygiene regulationsConduct routine testing and maintenance of...

**Job Summary:**We are seeking a seasoned Financial Services Manager - Training and Compliance to join our team in Birmingham. As a key member of our team, you will be responsible for creating and delivering high-quality training content, ensuring compliance with regulatory requirements, and collaborating with other teams to achieve business objectives.This...

We are seeking a highly experienced Chief Compliance Officer to join our team at Willow Resourcing Limited.The successful candidate will be responsible for providing day-to-day compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan. They will also undertake horizon scanning, ensuring the...