Chief Compliance Officer

4 days ago


Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time

We are seeking a highly experienced Chief Compliance Officer to join our team at Willow Resourcing Limited.

The successful candidate will be responsible for providing day-to-day compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan. They will also undertake horizon scanning, ensuring the business adapts to regulatory changes accordingly.

In this role, you will review the adequacy of EDD, CDD, KYC and KYB other related processes as well as the overall AML/CTF framework and provide ongoing assessment of Financial Crime risks facing the business.

To be successful in this position, you must have gained experience in a similar 'Head of' level role within the Investment Management arena and possess an excellent working knowledge of its regulatory environment, including Consumer Duty and AML requirements.

You will have a proven track record of senior stakeholder engagement and possess excellent communication, negotiating and influencing skills. If you've already operated as an SMF16/17 then this would be advantageous (but it's not essential).

You must also be happy working in a hands-on manner – you'll never be far from the coalface.

Responsibilities include:

  • Providing day-to-day compliance advice to the Board
  • Overseeing the management and ongoing development of the Compliance Monitoring plan
  • Undertaking horizon scanning to ensure the business adapts to regulatory changes
  • Reviewing the adequacy of EDD, CDD, KYC and KYB other related processes
  • Providing ongoing assessment of Financial Crime risks facing the business

This is an exciting opportunity for a skilled professional looking to make a real impact in the Investment Management sector.

We offer a competitive salary package, with an estimated annual salary of £120,000 + benefits.



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