Head of Document Control and Compliance

About the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...

Job Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...

About the RoleWe are seeking a highly skilled Compliance Documentation Coordinator to join our team at Compliance Professionals.Job SummaryThis is an exciting opportunity to work in a dynamic and growing industry, with a focus on regulatory compliance.Key ResponsibilitiesPrepare and maintain accurate and comprehensive legal documentation.Develop and...

Job Title: Control Room Head of OperationsThe estimated salary for this role is £110,000 per annum.About Our Client:We are seeking an experienced professional to head our control room operations in the UK.Job Responsibilities:Lead Control Room Team: Establish and lead the Control Room function, overseeing the development of policies and procedures.Policies...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

Job Title: Head of Control Room OperationsJob Summary:We are seeking a highly experienced and skilled professional to join our team as a Head of Control Room Operations. The successful candidate will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Design and...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

Job DescriptionImplement and maintain financial controls to ensure accuracy and integrity of financial data.Support compliance with accounting standards (UK GAAP), tax regulations, and internal policies.Conduct regular monthly reconciliations of balance sheet accounts and assist with the resolution of discrepancies.Assist with internal audits, providing...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Warman O'Brien is recruiting a Head of Clinical Documentation and Compliance to join our team in Central London. This role requires a strong understanding of regulatory requirements and the ability to lead a team of writers in the development of high-quality medical content.The successful candidate will be responsible for overseeing the preparation and...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

Job DescriptionWe are seeking a highly skilled Compliance Control Expert to join our team at The Curve Group in London. As a Compliance Control Expert, you will be responsible for conducting quality checks on client due diligence reviews, providing support to the unit head, and carrying out sample quality control of uploaded documents.You will also be...

James Lewis Recruitment is currently seeking a highly skilled Document Controller to join our team. This exciting opportunity will allow you to work with an expanding company in the construction industry.Main Responsibilities:Download and distribute new project information to the team, ensuring timely and accurate delivery.Maintain key files with the latest...

We are seeking a Global Compliance Head to join our team at AJ FOX COMPLIANCE in London. This is a leadership role that requires a strong track record of success in compliance and risk management.The ideal candidate will have a deep understanding of compliance regulations and a ability to develop and implement effective compliance programs. They will be...

ELECTRONIC DOCUMENT CONTROLLERKnightwood Associates requires an Electronic Document Controller to work on a significant residential development in South West London. The successful applicant will be responsible for implementing and maintaining an effective electronic document management system, ensuring the smooth progression of projects.Main...

Compliance Risk Control Expert Job DescriptionThe Curve Group is looking for an experienced Compliance Risk Control Expert to join their team in London. This 6-month FTC position comes with a salary of £55,000 - £65,000 per annum.As a Compliance Risk Control Expert, you will be responsible for ensuring that business meets the required compliance standards...

A Regulatory Affairs Specialist is required to lead our client's compliance efforts. The successful candidate will oversee all ICAEW requirements and ensure internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and implementing procedures to escalate...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

Ridgeway and Co invites applications from skilled professionals for the role of Administration / Document Controller.This part-time position requires the successful candidate to work on-site between 10am and 2pm, focusing on coordinating document control activities effectively.About the Role:Main duties will involve setting up and managing operational and...