Control Room Head of Operations
17 hours ago
The estimated salary for this role is £110,000 per annum.
About Our Client:We are seeking an experienced professional to head our control room operations in the UK.
Job Responsibilities:- Lead Control Room Team: Establish and lead the Control Room function, overseeing the development of policies and procedures.
- Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor conflicts of interest, and ensure regulatory compliance.
- Information Management: Manage insider and confidential information, ensuring adherence to regulatory and internal requirements.
- Conflicts of Interest: Identify, assess, and manage potential conflicts of interest, including those arising from investment banking, research, and trading activities.
- Regulatory Compliance: Ensure adherence to applicable laws, stay updated on regulatory developments, and prepare compliance reports.
- Team Development: Foster a culture of compliance, provide strategic guidance, and develop high-performing teams.
- Senior Role Experience: Proven experience in a senior Control Room related role within an investment bank or financial institution.
- Regulatory Knowledge: Strong knowledge of information barriers, regulatory frameworks (e.g., FCA), and conflict management practices.
- Leadership Skills: Exceptional leadership, communication, and organizational skills, with a track record of building teams and implementing processes.
- Influencing Stakeholders: Ability to navigate complex regulatory environments and influence stakeholders effectively.
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