Control Room Head of Operations

17 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Title: Control Room Head of Operations

The estimated salary for this role is £110,000 per annum.

About Our Client:

We are seeking an experienced professional to head our control room operations in the UK.

Job Responsibilities:
  1. Lead Control Room Team: Establish and lead the Control Room function, overseeing the development of policies and procedures.
  2. Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor conflicts of interest, and ensure regulatory compliance.
  3. Information Management: Manage insider and confidential information, ensuring adherence to regulatory and internal requirements.
  4. Conflicts of Interest: Identify, assess, and manage potential conflicts of interest, including those arising from investment banking, research, and trading activities.
  5. Regulatory Compliance: Ensure adherence to applicable laws, stay updated on regulatory developments, and prepare compliance reports.
  6. Team Development: Foster a culture of compliance, provide strategic guidance, and develop high-performing teams.
Requirements:
  1. Senior Role Experience: Proven experience in a senior Control Room related role within an investment bank or financial institution.
  2. Regulatory Knowledge: Strong knowledge of information barriers, regulatory frameworks (e.g., FCA), and conflict management practices.
  3. Leadership Skills: Exceptional leadership, communication, and organizational skills, with a track record of building teams and implementing processes.
  4. Influencing Stakeholders: Ability to navigate complex regulatory environments and influence stakeholders effectively.


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