Head of Control Room Operations
1 day ago
Company Overview: As a leading provider of compliance services, Compliance Professionals is committed to helping businesses navigate complex regulatory environments.
Salary: £120,000 - £180,000 per annum, depending on experience.
Key Responsibilities:
- Design and implement robust policies and procedures to manage information barriers and ensure regulatory compliance.
- Identify, assess, and manage potential conflicts of interest arising from investment banking, research, and trading activities.
- Stay updated on relevant regulatory developments and prepare accurate compliance reports for senior management and regulatory bodies.
Required Skills and Qualifications:
- Proven experience in a senior control room related role within an investment bank or financial institution.
- Strong knowledge of information barriers, regulatory frameworks (e.g., FCA), and conflict management practices.
- Exceptional leadership, communication, and organizational skills with a track record of building teams and implementing processes.
Benefits:
- Friendly and dynamic work environment.
- Ongoing training and development opportunities.
- A competitive salary and benefits package.
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